Hedge Fund Database

GLOBAL ASSETS ADVISORY, LLC

Adviser information for GLOBAL ASSETS ADVISORY, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 21
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,662 $303.1M
Non-Discretionary 0 $0
Total 1,662 $303.1M

Clients

Type Number RAUM
Individuals 933 $140.4M
HNW Individuals 159 $159.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $2.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-114946
SEC ERA File Number 801-114946
SEC CIK Numbers 1942932
SEC CRD Numbers 300460
Legal Entity Identifier None

Principal Office

111 N. ORANGE AVENUE
SUITE 1000
ORLANDO
FL
United States
Monday - Friday, 8:30-5:00
Tel: 407-254-1500, Fax: None

Websites

www.iaac.com www.linkedin.com/company/international-assets-advisory www.facebook.com/internationalassets/

Chief Compliance Officer

RICHARD WEISS
CHIEF COMPLIANCE OFFICER
111 N ORANGE AVENUE SUITE 750
SUITE 1000
ORLANDO
FL
United States
Tel: 407-254-1531
(Full email address available in API data)

Regulatory Contact

MYRA NICHOLSON
CHIEF LEGAL OFFICER
111 N ORANGE AVENUE SUITE 750
SUITE 1000
ORLANDO
FL
United States
Tel: 407-254-1582
(Full email address available in API data)

Industry Affiliates

INTERNATIONAL ASSETS ADVISORY, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Other investment adviser, including financial planners
MYRA NICHOLSON PA Lawyer or law firm
PRIMUS FINANCIAL SERVICES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PECUNIA MANAGEMENT, LLC Domestic Entity – OWNER 12/2006 > 75%
Cofrancesco, Edward, Richard Individual – CHIEF EXECUTIVE OFFICER/PRESIDENT 12/2006 < 5%
WEISS, RICHARD, JAY Individual – CHIEF COMPLIANCE OFFICER 01/2018 < 5%
Weinberger, David, S Individual – CHIEF FINANCIAL OFFICER 02/2018 < 5%
LAMPMAN, MATTHEW, EDWARD Individual – CHIEF OPERATING OFFICER 04/2019 < 5%
IAA INVESTMENT HOLDINGS, LLC Domestic Entity PECUNIA MANAGEMENT, LLC MEMBER 02/2023 > 75%
RIA HOLDING COMPANY Domestic Entity IAA INVESTMENT HOLDINGS, LLC MEMBER 02/2023 > 75%
RICHARD DESICHIRREVOCABLE 2005 SOUTH DAKOTA TRUST FBO OF JEFFREY DESICHAND RICHARD DESICHA. DESICH Domestic Entity RIA HOLDING COMPANY MEMBER 02/2023 > 75%
SOUTH DAKOTA TRUST COMPANY, LLC Domestic Entity RICHARD DESICHIRREVOCABLE 2005 SOUTH DAKOTA TRUST FBO OF JEFFREY DESICHAND RICHARD DESICHA. DESICH TRUSTEE 02/2023

No. Employees, Historic

3015020192020202120222023202420255 on 5/1/20195 on 6/26/20195 on 11/15/20195 on 3/13/20205 on 5/11/20205 on 5/15/20205 on 5/19/20205 on 5/28/20205 on 5/28/20205 on 6/5/20205 on 7/15/20205 on 7/24/20205 on 7/29/20205 on 7/31/20205 on 1/19/20215 on 1/26/20215 on 2/2/20215 on 2/2/20215 on 2/4/20215 on 3/3/202120 on 3/30/202120 on 4/6/202120 on 5/18/202120 on 6/18/202120 on 7/30/202120 on 12/20/202120 on 4/1/202220 on 6/2/202220 on 8/31/202220 on 9/1/202220 on 9/6/202220 on 9/19/202220 on 3/27/202320 on 4/11/202320 on 11/1/202320 on 11/6/202321 on 3/28/2024

RAUM, Historic

400M200M020192020202120222023202420250 on 5/1/20190 on 6/26/20190 on 11/15/20190 on 3/13/202015801143 on 5/11/202015801143 on 5/15/202015801143 on 5/19/202015801143 on 5/28/202015801143 on 5/28/202015801143 on 6/5/202015801143 on 7/15/202015801143 on 7/24/202015801143 on 7/29/202015801143 on 7/31/202015801143 on 1/19/202115801143 on 1/26/202115801143 on 2/2/202115801143 on 2/2/202115801143 on 2/4/202115801143 on 3/3/2021211266980 on 3/30/2021211266980 on 4/6/2021211266980 on 5/18/2021211266980 on 6/18/2021211266980 on 7/30/2021211266980 on 12/20/2021344975545 on 4/1/2022344975545 on 6/2/2022344975545 on 8/31/2022344975545 on 9/1/2022344975545 on 9/6/2022344975545 on 9/19/2022252058519 on 3/27/2023252058519 on 4/11/2023252058519 on 11/1/2023252058519 on 11/6/2023303128794 on 3/28/2024

No. Clients, Historic

2,0001,000020192020202120222023202420250 on 5/1/20190 on 6/26/20190 on 11/15/20190 on 3/13/2020146 on 5/11/2020146 on 5/15/2020146 on 5/19/2020146 on 5/28/2020146 on 5/28/2020146 on 6/5/2020146 on 7/15/2020146 on 7/24/2020146 on 7/29/2020146 on 7/31/2020146 on 1/19/2021146 on 1/26/2021146 on 2/2/2021146 on 2/2/2021146 on 2/4/2021146 on 3/3/2021710 on 3/30/2021710 on 4/6/2021710 on 5/18/2021710 on 6/18/2021710 on 7/30/2021710 on 12/20/20211021 on 4/1/20221021 on 6/2/20221021 on 8/31/20221021 on 9/1/20221021 on 9/6/20221021 on 9/19/20221377 on 3/27/20231377 on 4/11/20231377 on 11/1/20231377 on 11/6/20231101 on 3/28/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 346K 3K NONE
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 221K 2K NONE
ADVANCED MICRO DEVICES INC COM 559K 3K NONE
AMAZON COM INC COM 7M 36K NONE
AMGEN INC COM 274K 878 NONE
APPLE INC COM 12M 57K NONE
ARISTA NETWORKS INC COM 363K 1K NONE
CADENCE DESIGN SYSTEM INC COM 370K 1K NONE
CATERPILLAR INC COM 220K 660 NONE
COCA COLA CO COM 339K 5K NONE
EATON VANCE ENHANCED EQUITY COM 1M 51K NONE
ELEVANCE HEALTH INC COM 211K 390 NONE
ELI LILLY & CO COM 522K 577 NONE
FAIR ISAAC CORP COM 744K 500 NONE
FS KKR CAP CORP COM 212K 11K NONE
GE AEROSPACE COM NEW 712K 4K NONE
GOLDMAN SACHS ETF TR ACCES TREASURY 384K 4K NONE
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 377K 7K NONE
HERCULES CAPITAL INC COM 343K 17K NONE
HOME DEPOT INC COM 288K 837 NONE
ISHARES INC MSCI MEXICO ETF 757K 13K NONE
ISHARES TR CORE S&P500 ETF 2M 3K NONE
ISHARES TR CORE US AGGBD ET 6M 61K NONE
ISHARES TR S&P 500 GRWT ETF 431K 5K NONE
ISHARES TR 20 YR TR BD ETF 464K 5K NONE
ISHARES TR ISHARES SEMICDTR 513K 2K NONE
ISHARES TR RUS 1000 GRW ETF 234K 643 NONE
ISHARES TR U.S. TECH ETF 236K 2K NONE
ISHARES TR JPMORGAN USD EMG 336K 4K NONE
ISHARES TR NATIONAL MUN ETF 593K 6K NONE
ISHARES TR IBOXX HI YD ETF 1M 15K NONE
ISHARES TR MBS ETF 707K 8K NONE
ISHARES TR PFD AND INCM SEC 3M 85K NONE
ISHARES TR US AER DEF ETF 766K 6K NONE
ISHARES TR EAFE VALUE ETF 297K 6K NONE
ISHARES TR EAFE GRWTH ETF 314K 3K NONE
ISHARES TR GRWT ALLOCAT ETF 1M 20K NONE
JOHNSON & JOHNSON COM 1M 7K NONE
LIBERTY ALL STAR EQUITY FD SH BEN INT 148K 22K NONE
LUMINAR TECHNOLOGIES INC COM CL A 30K 20K NONE
MARRIOTT INTL INC NEW CL A 606K 3K NONE
MICRON TECHNOLOGY INC COM 226K 2K NONE
MICROSOFT CORP COM 3M 6K NONE
NUCOR CORP COM 370K 2K NONE
PALO ALTO NETWORKS INC COM 679K 2K NONE
PEPSICO INC COM 293K 2K NONE
PROCTER AND GAMBLE CO COM 206K 1K NONE
ROSS STORES INC COM 203K 1K NONE
SCHWAB STRATEGIC TR US LCAP GR ETF 429K 4K NONE
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 272K 8K NONE
SILA REALTY TRUST INC COMMON STOCK 209K 10K NONE
STRYKER CORPORATION COM 927K 3K NONE
SYNOPSYS INC COM 521K 875 NONE
THERMO FISHER SCIENTIFIC INC COM 202K 366 NONE
UNION PAC CORP COM 406K 2K NONE
VANGUARD BD INDEX FDS TOTAL BND MRKT 274K 4K NONE
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K NONE
VANGUARD INDEX FDS SM CP VAL ETF 222K 1K NONE
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K NONE
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 526K 12K NONE
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 296K 5K NONE
VANGUARD WORLD FD MEGA CAP INDEX 296K 2K NONE
WELLS FARGO CO NEW COM 420K 7K NONE