Hedge Fund Database

ADAPTIVE FINANCIAL CONSULTING, LLC

Adviser information for ADAPTIVE FINANCIAL CONSULTING, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 446 $362.9M
Non-Discretionary 66 $40.7M
Total 512 $403.7M

Clients

Type Number RAUM
Individuals 85 $26.2M
HNW Individuals 70 $187.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 76 $189.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-114947
SEC ERA File Number 801-114947
SEC CIK Numbers 1804717
SEC CRD Numbers 288185
Legal Entity Identifier None

Principal Office

3401 ENTERPRISE PARKWAY
SUITE 340
BEACHWOOD
OH
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 440-359-3468, Fax: 440-359-3466

Websites

www.adaptivefc.com www.linkedin.com/adaptivefc

Chief Compliance Officer

JEREMY BIGELOW THOMPSON
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
3401 ENTERPRISE PARKWAY
SUITE 340
BEACHWOOD
OH
United States
Tel: 440-359-3468
Fax: 440-359-3466
(Full email address available in API data)

Regulatory Contact

DOUGLASS MCCRAE
COMPLIANCE CONSULTANT
2835 82ND AVE SE
SUITE 100
MERCER ISLAND
WA
United States
Tel: 206-838-3694
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THOMPSON, JEREMY, BIGELOW Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 05/2013 > 75%
GRUNDMAN, JONATHAN, IAN Individual – CHIEF INVESTMENT OFFICER 08/2017 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 4/4/20198 on 9/30/20198 on 2/5/20208 on 6/10/20208 on 7/29/20208 on 12/2/20208 on 1/15/20218 on 1/19/20218 on 3/29/20218 on 4/30/20218 on 1/19/20228 on 3/4/20228 on 3/2/20239 on 3/8/2024

RAUM, Historic

500M250M02019202020212022202320242025153180767 on 4/4/2019153180767 on 9/30/2019139352623 on 2/5/2020139352623 on 6/10/2020139352623 on 7/29/2020139352623 on 12/2/2020139352623 on 1/15/2021139352623 on 1/19/2021285149417 on 3/29/2021285149417 on 4/30/2021285149417 on 1/19/2022348896964 on 3/4/2022336898466 on 3/2/2023403660589 on 3/8/2024

No. Clients, Historic

3001500201920202021202220232024202584 on 4/4/201984 on 9/30/201991 on 2/5/202091 on 6/10/202091 on 7/29/202091 on 12/2/202091 on 1/15/202191 on 1/19/2021167 on 3/29/2021167 on 4/30/2021167 on 1/19/2022204 on 3/4/2022220 on 3/2/2023231 on 3/8/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 446K 2K –
ARES CAPITAL CORP COM 351K 17K –
INVESCO QQQ TR UNIT SER 1 14M 30K –
ISHARES INC CORE MSCI EMKT 7M 136K –
ISHARES TR CORE MSCI EAFE 11M 154K –
ISHARES TR CORE S&P MCP ETF 527K 9K –
ISHARES TR CORE S&P500 ETF 24M 45K –
ISHARES TR CORE US AGGBD ET 50M 510K –
ISHARES TR IBOXX INV CP ETF 624K 6K –
ISHARES TR MSCI USA MIN VOL 19M 226K –
ISHARES TR MSCI USA MMENTM 745K 4K –
ISHARES TR S&P 500 GRWT ETF 18M 196K –
ISHARES TR SHORT TREAS BD 7M 63K –
SPDR S&P 500 ETF TR TR UNIT 229K 421 –
VANGUARD BD INDEX FDS SHORT TRM BOND 11M 137K –
VANGUARD INDEX FDS REAL ESTATE ETF 10M 117K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 34M 441K –
VANGUARD WORLD FD CONSUM DIS ETF 11M 37K –
VANGUARD WORLD FD HEALTH CAR ETF 11M 41K –