Hedge Fund Database

CLIENT FIRST CAPITAL, LLC

Adviser information for CLIENT FIRST CAPITAL, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 200 $179.2M
Non-Discretionary 21 $13.8M
Total 221 $193.0M

Clients

Type Number RAUM
Individuals 2 $150,000
HNW Individuals 51 $192.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-114955
SEC ERA File Number 801-114955
SEC CIK Numbers 1822065
SEC CRD Numbers 300684
Legal Entity Identifier None

Principal Office

8880 RIO SAN DIEGO DRIVE
8TH FLOOR
SAN DIEGO
CA
United States
Monday - Friday, 8AM-5PM
Tel: 800-310-2828, Fax: None

Websites

www.linkedin.com/in/clientfirstcap/ www.clientfirstcap.com www.youtube.com/c/clientfirstcapitallearning

Chief Compliance Officer

AMAR SHAH
MANAGING MEMBER
805 MADISON AVENUE
SAN DIEGO
CA
United States
Tel: 858-324-4747
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHAH, AMAR, N Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 02/2019 > 75%

No. Employees, Historic

105020192020202120222023202420251 on 4/8/20191 on 4/9/20191 on 5/14/20191 on 6/25/20191 on 8/5/20193 on 11/15/20192 on 12/23/20192 on 1/14/20202 on 2/12/20202 on 2/13/20202 on 5/4/20202 on 6/11/20202 on 11/16/20203 on 2/4/20213 on 4/6/20213 on 7/22/20213 on 10/11/20215 on 3/26/20224 on 9/30/20223 on 3/14/20234 on 2/28/2024

RAUM, Historic

300M150M020192020202120222023202420250 on 4/8/20190 on 4/9/20190 on 5/14/20190 on 6/25/20190 on 8/5/201995000000 on 11/15/201995000000 on 12/23/2019136000000 on 1/14/2020136000000 on 2/12/2020136000000 on 2/13/2020136000000 on 5/4/2020136000000 on 6/11/2020136000000 on 11/16/2020202800117 on 2/4/2021202800117 on 4/6/2021202800117 on 7/22/2021202800117 on 10/11/2021215614647 on 3/26/2022215614647 on 9/30/2022187954362 on 3/14/2023192959718 on 2/28/2024

No. Clients, Historic

8040020192020202120222023202420250 on 4/8/20190 on 4/9/20190 on 5/14/20190 on 6/25/20190 on 8/5/201942 on 11/15/201942 on 12/23/201938 on 1/14/202038 on 2/12/202038 on 2/13/202038 on 5/4/202038 on 6/11/202038 on 11/16/202056 on 2/4/202156 on 4/6/202156 on 7/22/202156 on 10/11/202171 on 3/26/202271 on 9/30/202256 on 3/14/202353 on 2/28/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BIGBEAR AI HLDGS INC COM 18K 12K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 3M 64K –
INVESCO QQQ TR UNIT SER 1 29M 61K –
ISHARES TR CALIF MUN BD ETF 334K 6K –
ISHARES TR CORE S&P MCP ETF 7M 123K –
ISHARES TR CORE S&P500 ETF 19M 35K –
ISHARES TR MSCI USA QLT FCT 13M 74K –
ISHARES TR RUS 1000 GRW ETF 2M 6K –
ISHARES TR S&P 100 ETF 8M 30K –
ISHARES TR SHORT TREAS BD 33M 302K –
RTX CORPORATION COM 216K 2K –
SELECT SECTOR SPDR TR COMMUNICATION 11M 132K –
SELECT SECTOR SPDR TR ENERGY 2M 23K –
SELECT SECTOR SPDR TR FINANCIAL 4M 89K –
SELECT SECTOR SPDR TR INDL 5M 40K –
SELECT SECTOR SPDR TR SBI MATERIALS 5M 54K –
SPDR GOLD TR GOLD SHS 12M 56K –
SPDR SER TR BLOOMBERG 1-3 MO 12M 131K –