HEMMING& WEALTH MANAGEMENT, INC.
Adviser information for HEMMING& WEALTH MANAGEMENT, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,391 | $188.0M |
| Non-Discretionary | 27 | $2.5M |
| Total | 1,418 | $190.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 366 | $87.9M |
| HNW Individuals | 75 | $101.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $545,654 |
| Charitable organizations | <5 | $9,990 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2,740 |
| Other | <5 | $108,660 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
600 E. FRONT STREETSUITE 201
TRAVERSE CITY
MI
United States
Monday - Friday, BY APPOINTMENT
Tel: (231) 922-2900, Fax: (231) 922-2904
Chief Compliance Officer
DAWN M. HEMMING
FOUNDER & PRESIDENT
600 E. FRONT STREET
SUITE 201
TRAVERSE CITY
MI
United States
Tel:
(231) 922-2900
Fax:
(231) 922-2904
D***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEMMING, DAWN, MICHELLE | Individual | – | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2019 | > 75% |
| SOLTYSIAK, AUTUMN, C | Individual | – | VICE PRESIDENT, FINANCIAL ADVISOR | 02/2019 | 10-25% |