Hedge Fund Database

SAGE ROCK CAPITAL MANAGEMENT LP

Adviser information for SAGE ROCK CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $86.5M
Non-Discretionary 0 $0
Total 4 $86.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $51.0M
Business development companies 0 $0
Pooled investment vehicles 3 $35.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-114963
SEC ERA File Number 801-114963
SEC CIK Numbers 1722622
SEC CRD Numbers 171117
Legal Entity Identifier 549300SKMQE9WK2WG444

Principal Office

60 EAST 42ND STREET
SUITE 1365
NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM EST
Tel: 212-257-4859, Fax: 646-589-0146

Websites

www.tx3sagerock.com www.linkedin.com/company/tx3-sage-rock

Chief Compliance Officer

MATTHEW ALAN FISHER
CHIEF OPERATING OFFICER, PRINCIPAL
60 EAST 42ND STREET
SUITE 1365
NEW YORK
NY
United States
Tel: 212-257-4876
(Full email address available in API data)

Industry Affiliates

SAGE ROCK CAPITAL LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SAGE ROCK CAPITAL MASTER FUND LP Hedge Fund $32.2M $1.0M 16

Control Persons

Name Type Entity Title Since Ownership
KHANNA, ATUL, CHANDRA Individual – MANAGING PARTNER 06/2013 < 5%
FISHER, MATTHEW, ALAN Individual – PRINCIPAL, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 06/2013 < 5%
SAGE ROCK CMGP LLC Domestic Entity – GENERAL PARTNER 06/2013 < 5%
KHANNA, ATUL, CHANDRA Individual TX3 SAGE ROCK IM, LP LIMITED PARTNER AND MANAGING PARTNER 07/2019 25-50%
TX3 SAGE ROCK IM, LP Domestic Entity – LIMITED PARTNER 07/2019 > 75%
NATHOO, RAFFIQ, ANVERALI Individual – MANAGING PARTNER 08/2019 < 5%
NATHOO, RAFFIQ, ANVERALI Individual TX3 SAGE ROCK IM, LP LIMITED PARTNER AND MANAGING PARTNER 08/2019 25-50%
TX3 SAGE ROCK, LLC Domestic Entity TX3 SAGE ROCK IM, LP GENERAL PARTNER 07/2019
TX3 SAGE ROCK IM, LP Domestic Entity SAGE ROCK CMGP LLC MANAGING MEMBER 07/2019 > 75%
NATHOO, RAFFIQ, ANVERALI Individual TX3 SAGE ROCK, LLC MANAGING MEMBER 08/2019 50-75%
KHANNA, ATUL, CHANDRA Individual TX3 SAGE ROCK, LLC MANAGING MEMBER 07/2019 50-75%

No. Employees, Historic

105020192020202120222023202420253 on 8/16/20194 on 3/30/20204 on 7/17/20205 on 3/12/20215 on 3/29/20226 on 3/23/20234 on 3/28/2024

RAUM, Historic

700M350M02019202020212022202320242025111523209 on 8/16/2019401215781 on 3/30/2020401215781 on 7/17/2020637372720 on 3/12/2021677248109 on 3/29/2022393728002 on 3/23/202386521463 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420254 on 8/16/20196 on 3/30/20206 on 7/17/20206 on 3/12/20216 on 3/29/20226 on 3/23/20234 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
99 ACQUISITION GROUP INC RIGHT 08/25/2028 54K 200K –
99 ACQUISITION GROUP INC CL A 1M 118K –
AERIES TECHNOLOGY INC CL A ORD SHS 567K 300K –
AIMEI HEALTH TECHNOLOGY CO L SHS 1M 140K –
ALIGHT INC COM CL A 475K 64K –
ALLURION TECHNOLOGIES INC *W EXP 08/01/203 177K 1M –
ALLURION TECHNOLOGIES INC COM SHS 162K 162K –
ATMUS FILTRATION TECHNOLOGIE COM 527K 18K –
BLOCKCHAIN COINVSTRS ACQ CRP *W EXP 11/01/202 12K 198K –
BOWEN ACQUISITION CORP SHS 2M 170K –
CHURCHILL CAPITAL CORP VII COM CL A 3M 255K –
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 88K 251K –
COLOMBIER ACQUISITION CORP I COM SHS CL A 1M 140K –
COLOMBIER ACQUISITION CORP I *W EXP 11/24/202 7K 23K –
DRILLING TOOLS INTL CORP COM 95K 17K –
ERMENEGILDO ZEGNA N V ORD SHS 159K 13K –
GFL ENVIRONMENTAL INC SUB VTG SHS 545K 14K –
GOLDEN STAR ACQUISITION CORP USD ORD SHS 1M 100K –
HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 14K 78K –
HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES 603K 55K –
INDIVIOR PLC ORD 202K 13K –
INFLECTION PT ACQUISITN CRP CL A ORD SHS 530K 50K –
INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 15K 200K –
INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 13K 300K –
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 11K 110K –
JVSPAC ACQUISITION CORP SHS CL A 2M 150K –
KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 8K 322K –
KORN FERRY COM NEW 275K 4K –
LEARN CW INVESTMENT COR *W EXP 10/08/202 25K 165K –
LEGATO MERGER CORP III ORD SHS 1M 142K –
LEGATO MERGER CORP III *W EXP 05/08/203 9K 71K –
NABORS ENERGY TRANSITION COR CL A 468K 44K –
QUETTA ACQUISITION CORP COM 1M 125K –
RF ACQUISITION CORP II UNIT 05/01/2026 2M 160K –
RIGEL RESOURCE ACQ CORP CL A ORD SHS 2M 150K –
RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 76K 275K –
SIX FLAGS ENTMT CORP NEW COM 514K 16K –
SOUTHWEST GAS HLDGS INC COM 274K 4K –
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 103K 854K –
VESTIS CORPORATION COM SHS 405K 33K –
VIEMED HEALTHCARE INC COM 341K 52K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 403K 11K –
ZALATORIS ACQUISITION CORP COM CL A 2M 200K –