ARDSLEY PARTNERS

ARDSLEY ADVISORY PARTNERS LP Legal Name

Adviser information for ARDSLEY PARTNERS last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $869.6M
Non-Discretionary 0 $0
Total 8 $869.6M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $853.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 1 $15.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 13

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-114966
SEC ERA File Number 801-114966
SEC CIK Numbers 900529
SEC CRD Numbers 301116
Legal Entity Identifier 549300GQR5ULS7W2C050

Principal Office

262 HARBOR DRIVE
4TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-564-4200, Fax: 203-355-0715

Websites

Chief Compliance Officer

STEVEN NAPOLI
CHIEF FINANCIAL OFFICER AND PARTNER
262 HARBOR DRIVE
4TH FLOOR
STAM FORD
CT
United States
Tel: 203-564-4230
Fax: 203-355-0715
(Full email address available in API data)

Industry Affiliates

ARDSLEY ADVISORY PARTNERS GP LLC Sponsor or syndicator of limited partnerships
ARDSLEY PARTNERS I GP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARDSLEY DUCKDIVE FUND LP Hedge Fund $53.9M $1.0M 5
ARDSLEY PARTNERS ADVANCED HEALTHCARE FUND, L.P. Hedge Fund $299.2M $1.0M 4
ARDSLEY PARTNERS FUND II, LP Hedge Fund $60.5M $1.0M 11
ARDSLEY RIDGECREST PARTNERS FUND, L.P. Hedge Fund $25.8M $1.0M 4
ARDSLEY SUSTAINABLE OPPORTUNITIES FUND, L.P. Hedge Fund $283.5M $1.0M 40
ARDSLEY WORLD INFORMATION TECHNOLOGY FUND, L.P. Hedge Fund $108.0M $1.0M 6

Control Persons

Name Type Entity Title Since Ownership
HEMPLEMAN, PHILIP, JAY Individual LIMITED PARTNER 12/1986 50-75%
BALZER, KIRK, DANIEL Individual LIMITED PARTNER 01/1998 10-25%
GORMAN, GEORGE, ARTHUR Individual LIMITED PARTNER 03/1994 < 5%
NAPOLI, STEVEN, NICHOLAS Individual LIMITED PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER 11/2001 < 5%
HEMPLEMAN, SPENCER, JAY Individual LIMITED PARTNER 01/2006 10-25%
BLOCK, BENJAMIN, IAN Individual LIMITED PARTNER 06/2007 < 5%
ARDSLEY ADVISORY PARTNERS GP LLC Domestic Entity GENERAL PARTNER 11/2018 < 5%
HEMPLEMAN, PHILIP, JAY Individual ARDSLEY ADVISORY PARTNERS GP LLC MANAGING MEMBER 10/2018 50-75%
HEMPLEMAN, SPENCER, JAY Individual ARDSLEY ADVISORY PARTNERS GP LLC MANAGING MEMBER 10/2018 50-75%

No. Employees, Historic

2010020202021202220232024202513 on 3/4/202012 on 3/10/202112 on 3/2/202212 on 3/15/202312 on 6/7/202313 on 1/30/2024

RAUM, Historic

2B1B0202020212022202320242025934871120 on 3/4/20201197794786 on 3/10/2021851898478 on 3/2/2022789305344 on 3/15/2023789305344 on 6/7/2023869605434 on 1/30/2024

No. Clients, Historic

10502020202120222023202420258 on 3/4/20208 on 3/10/20216 on 3/2/20227 on 3/15/20237 on 6/7/20238 on 1/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 2M 3K
ADVANCED MICRO DEVICES INC COM 3M 17K
AEHR TEST SYS COM 670K 60K
AES CORP COM 176K 10K
ALAMOS GOLD INC NEW COM CL A 8M 500K
ALPHABET INC CAP STK CL C 5M 27K
ALTA EQUIPMENT GROUP INC COMMON STOCK 603K 75K
ALTIMMUNE INC COM NEW 2M 250K
ALTUS POWER INC COM CL A 6M 2M
AMAZON COM INC COM 6M 30K
AMERESCO INC CL A 6M 195K
AMERICAN SUPERCONDUCTOR CORP SHS NEW 936K 40K
APPLE INC COM 5M 24K
APPLIED DIGITAL CORP COM NEW 4M 632K
APPLIED DIGITAL CORP COM NEW 4M 600K
ARRAY TECHNOLOGIES INC COM SHS 2M 150K
ASPEN AEROGELS INC COM 9M 395K
ASPEN AEROGELS INC COM 10M 400K
ASTERA LABS INC COM 1M 21K
AUTODESK INC COM 990K 4K
AXCELIS TECHNOLOGIES INC COM NEW 1M 8K
BELLRING BRANDS INC COMMON STOCK 9M 150K
BIGCOMMERCE HLDGS INC COM SER 1 750K 93K
BIGCOMMERCE HLDGS INC COM SER 1 40K 5K
BIOCERES CROP SOLUTIONS CORP SHS 19M 2M
BLACKLINE INC COM 412K 9K
BLOOM ENERGY CORP COM CL A 612K 50K
CELESTICA INC COM 26M 450K
CIPHER MINING INC COM 415K 100K
CIPHER MINING INC COM 415K 100K
CLEAN ENERGY FUELS CORP COM 3M 1M
CLEARWAY ENERGY INC CL C 494K 20K
COHERENT CORP COM 3M 42K
CONCENTRIX CORP COM 570K 9K
CORNING INC COM 1M 32K
DELL TECHNOLOGIES INC CL C 9M 68K
DELL TECHNOLOGIES INC CL C 2M 15K
DELTA AIR LINES INC DEL COM NEW 7M 155K
DENISON MINES CORP COM 995K 500K
DIREXION SHS ETF TR DLY GOLD INDX 2X 4M 95K
DOMO INC COM CL B 232K 30K
DOMO INC COM CL B 970K 126K
DRAFTKINGS INC NEW COM CL A 8M 200K
DYCOM INDS INC COM 869K 5K
DYNATRACE INC COM NEW 6M 124K
DYNATRACE INC COM NEW 895K 20K
ENOVIX CORPORATION COM 696K 45K
ENPHASE ENERGY INC COM 499K 5K
EOS ENERGY ENTERPRISES INC COM CL A 2M 2M
EOS ENERGY ENTERPRISES INC COM CL A 826K 650K
EVOLV TECHNOLOGIES HLDNGS IN COM CL A 1M 510K
FERROGLOBE PLC SHS 10M 2M
FERROGLOBE PLC SHS 3M 501K
FIRST SOLAR INC COM 8M 37K
FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 405K 25K
FIVE9 INC COM 5M 120K
FLUENCE ENERGY INC COM CL A 434K 25K
FLUOR CORP NEW COM 16M 368K
FLUTTER ENTMT PLC SHS 1M 6K
FORTINET INC COM 2M 40K
FTAI AVIATION LTD SHS 26M 252K
GLOBAL E ONLINE LTD SHS 2M 63K
GLOBAL X FDS GLOBAL X URANIUM 724K 25K
GREEN PLAINS INC COM 793K 50K
HANNON ARMSTRONG SUST INFR C COM 16M 546K
INDIVIOR PLC ORD 7M 435K
INDIVIOR PLC ORD 2M 125K
INFINERA CORP COM 1M 240K
ISHARES SILVER TR ISHARES 802K 30K
ISHARES TR EXPANDED TECH 6M 70K
ITRON INC COM 22M 225K
LYFT INC CL A COM 2M 177K
LYFT INC CL A COM 494K 35K
MAGNITE INC COM 2M 133K
MARVELL TECHNOLOGY INC COM 14M 196K
MARVELL TECHNOLOGY INC COM 1M 20K
MASTEC INC COM 2M 15K
MCDONALDS CORP COM 382K 2K
MICROSOFT CORP COM 11M 25K
MIRION TECHNOLOGIES INC COM CL A 1M 100K
MIRUM PHARMACEUTICALS INC COM 6M 180K
MP MATERIALS CORP COM CL A 191K 15K
MYR GROUP INC DEL COM 2M 18K
NEXGEN ENERGY LTD COM 1M 152K
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 6M 210K
NVIDIA CORPORATION COM 10M 83K
OKTA INC CL A 2M 20K
OKTA INC CL A 6M 64K
ONTO INNOVATION INC COM 3M 14K
OPAL FUELS INC CLASS A COM 205K 50K
ORACLE CORP COM 5M 38K
OSCAR HEALTH INC CL A 21M 1M
OSCAR HEALTH INC CL A 2M 100K
PACIRA BIOSCIENCES INC COM 5M 160K
PACIRA BIOSCIENCES INC COM 17M 580K
PALO ALTO NETWORKS INC COM 7M 20K
PRIMORIS SVCS CORP COM 2M 38K
PROCORE TECHNOLOGIES INC COM 7M 100K
PROFOUND MED CORP COM NEW 2M 215K
QORVO INC COM 10M 86K
QUALCOMM INC COM 4M 22K
RAPT THERAPEUTICS INC COM 2M 500K
ROGERS CORP COM 603K 5K
SALESFORCE INC COM 4M 17K
SEMTECH CORP COM 6M 201K
SEMTECH CORP COM 448K 15K
SENTINELONE INC CL A 9M 446K
SENTINELONE INC CL A 632K 30K
SERVICENOW INC COM 5M 6K
SPDR S&P 500 ETF TR TR UNIT 54M 100K
SPRUCE POWER HOLDING CORP COM NEW 49K 14K
STEM INC COM 2M 2M
SUNNOVA ENERGY INTL INC. COM 282K 50K
SUNOPTA INC COM 16M 3M
SUNRUN INC COM 28M 2M
SUNRUN INC COM 16M 1M
SURGERY PARTNERS INC COM 5M 190K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 5M 28K
TD SYNNEX CORPORATION COM 3M 23K
TD SYNNEX CORPORATION COM 5M 40K
TE CONNECTIVITY LTD SHS 5M 35K
TE CONNECTIVITY LTD SHS 2M 10K
TERADYNE INC COM 8M 52K
TERAWULF INC COM 223K 50K
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 4M 251K
TEXAS INSTRS INC COM 6M 32K
TYLER TECHNOLOGIES INC COM 1M 2K
UBER TECHNOLOGIES INC COM 3M 47K
UNITED STS NAT GAS FD LP UNIT PAR 2M 100K
VANECK ETF TRUST GOLD MINERS ETF 678K 20K
VISHAY INTERTECHNOLOGY INC COM 558K 25K
VISHAY INTERTECHNOLOGY INC COM 2M 71K
WESTERN DIGITAL CORP. COM 5M 72K
WHEATON PRECIOUS METALS CORP COM 786K 15K
WOLFSPEED INC COM 569K 25K
WOLFSPEED INC COM 3M 150K
WORKDAY INC CL A 3M 12K
ZSCALER INC COM 5M 25K
ZUORA INC COM CL A 516K 52K
ZUORA INC COM CL A 99K 10K