SEAVIEW INVESTMENT MANAGERS LLC

Adviser information for SEAVIEW INVESTMENT MANAGERS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,323 $1.0B
Non-Discretionary 138 $114.8M
Total 1,461 $1.1B

Clients

Type Number RAUM
Individuals 19 $3.1M
HNW Individuals <5 $2.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $1.1B
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 85
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersSUB-ADVISORY SERVICES
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-114975
SEC ERA File Number 801-114975
SEC CIK Numbers 1832158
SEC CRD Numbers 300155
Legal Entity Identifier None

Principal Office

2 ALHAMBRA PLAZA
SUITE 802
CORAL GABLES
FL
United States
Monday - Friday, 08:00 A.M. - 05:00 P.M.
Tel: 305-330-2332, Fax: None

Chief Compliance Officer

EDUARDO BELLO
MANAGING DIRECTOR & HEAD OF BUSINESS DEVELOPMENT
2 ALHAMBRA PLAZA
SUITE 802
CORAL GABLES
FL
United States
Tel: 305-350-3352
(Full email address available in API data)

Regulatory Contact

CLAUDIA MARIA DE LA PAZ BATLLE
FOUNDER & CHIEF INVESTMENT OFFICER
2 ALHAMBRA PLAZA
SUITE 802
CORAL GABLES
FL
United States
Tel: 305-330-2332
Fax: 305-537-0304
(Full email address available in API data)

Industry Affiliates

VECTORGLOBAL IAG, INC. Other investment adviser, including financial planners
VECTORGLOBAL WMG Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BATLLE, CLAUDIA, MARIA DE LA PAZ Individual MANAGING MEMBER 09/2017 > 75%
BELLO, EDUARDO, ENRIQUE Individual MANAGING DIRECTOR & HEAD OF BUSINESS DEVELOPMENT & CHIEF COMPLIANCE OFFICER 02/2022 < 5%

No. Employees, Historic

2010020192020202120222023202420251 on 8/6/20191 on 3/27/20201 on 8/6/20201 on 11/10/20204 on 2/1/20216 on 7/30/20216 on 3/11/20226 on 3/16/20226 on 12/16/20227 on 3/29/20237 on 4/25/202311 on 3/18/2024

RAUM, Historic

2B1B02019202020212022202320242025433531624 on 8/6/2019531546078 on 3/27/2020531546078 on 8/6/2020531546078 on 11/10/2020748722795 on 2/1/2021748722795 on 7/30/2021991942467 on 3/11/2022991942467 on 3/16/2022991942467 on 12/16/20221068799178 on 3/29/20231068799178 on 4/25/20231135188909 on 3/18/2024

No. Clients, Historic

3015020192020202120222023202420251 on 8/6/20191 on 3/27/20201 on 8/6/20201 on 11/10/20201 on 2/1/20211 on 7/30/202121 on 3/11/202221 on 3/16/202221 on 12/16/202222 on 3/29/202322 on 4/25/202322 on 3/18/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 9M 16K 0
ADOBE INC COM 986K 2K 0
ADOBE INC COM 240K 432 0
AGNICO EAGLE MINES LTD COM 298K 5K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 282K 4K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 93K 1K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 1K 19 0
ALPHABET INC CAP STK CL A 9M 48K 0
ALPHABET INC CAP STK CL A 1M 7K 0
ALPHABET INC CAP STK CL A 345K 2K 0
AMAZON COM INC COM 9M 46K 0
AMAZON COM INC COM 2M 8K 0
AMAZON COM INC COM 426K 2K 0
AMERICAN EXPRESS CO COM 8M 36K 0
AMERICAN EXPRESS CO COM 1M 4K 0
AMERICAN EXPRESS CO COM 231K 998 0
APPLE INC COM 8M 40K 0
APPLE INC COM 2M 7K 0
APPLE INC COM 373K 2K 0
ATAI LIFE SCIENCES NV SHS 66K 50K 0
BANCO SANTANDER S.A. ADR 89K 19K 0
BARRICK GOLD CORP COM 4K 212 0
BARRICK GOLD CORP COM 264K 16K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 21K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 987K 2K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 245K 602 0
BROADCOM INC COM 8M 5K 0
BROADCOM INC COM 1M 736 0
BROADCOM INC COM 226K 141 0
CF INDS HLDGS INC COM 31K 412 0
CF INDS HLDGS INC COM 445K 6K 0
CITIGROUP INC COM NEW 174K 3K 0
CITIGROUP INC COM NEW 104K 2K 0
CITIGROUP INC COM NEW 28K 438 0
CLEANSPARK INC COM NEW 160K 10K 0
CLEANSPARK INC COM NEW 80K 5K 0
COINBASE GLOBAL INC COM CL A 44K 200 0
COINBASE GLOBAL INC COM CL A 279K 1K 0
COLGATE PALMOLIVE CO COM 425K 4K 0
CONOCOPHILLIPS COM 8M 73K 0
CONOCOPHILLIPS COM 860K 8K 0
CONOCOPHILLIPS COM 230K 2K 0
COSTCO WHSL CORP NEW COM 8M 10K 0
COSTCO WHSL CORP NEW COM 905K 1K 0
COSTCO WHSL CORP NEW COM 227K 267 0
DISNEY WALT CO COM 8M 82K 0
DISNEY WALT CO COM 925K 9K 0
DISNEY WALT CO COM 226K 2K 0
ELI LILLY & CO COM 8M 9K 0
ELI LILLY & CO COM 902K 996 0
ELI LILLY & CO COM 228K 252 0
EXXON MOBIL CORP COM 8M 72K 0
EXXON MOBIL CORP COM 834K 7K 0
EXXON MOBIL CORP COM 231K 2K 0
FIRST MAJESTIC SILVER CORP COM 143K 24K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 2M 43K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 107K 2K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 42K 746 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 2M 25K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 108K 1K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 43K 454 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 108K 2K 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 48K 1K 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 116K 3K 0
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 2M 33K 0
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 102K 1K 0
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 40K 586 0
GLOBAL X FDS NASDAQ 100 COVER 71K 4K 0
GLOBAL X FDS NASDAQ 100 COVER 96K 5K 0
GLOBAL X FDS NASDAQ 100 COVER 109K 6K 0
GLOBAL X FDS ARTIFICIAL ETF 2M 66K 0
GLOBAL X FDS ARTIFICIAL ETF 119K 3K 0
GLOBAL X FDS ARTIFICIAL ETF 42K 1K 0
GLOBAL X FDS RBTCS ARTFL INTE 2M 76K 0
GLOBAL X FDS RBTCS ARTFL INTE 102K 3K 0
GLOBAL X FDS RBTCS ARTFL INTE 40K 1K 0
GLOBAL X FDS US INFR DEV ETF 2M 63K 0
GLOBAL X FDS US INFR DEV ETF 113K 3K 0
GLOBAL X FDS US INFR DEV ETF 42K 1K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 75K 3K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 36K 2K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 105K 5K 0
INVESCO QQQ TR UNIT SER 1 12M 25K 0
INVESCO QQQ TR UNIT SER 1 3M 6K 0
INVESCO QQQ TR UNIT SER 1 328K 685 0
ISHARES GOLD TR ISHARES NEW 215K 5K 0
ISHARES SILVER TR ISHARES 184K 7K 0
ISHARES SILVER TR ISHARES 29K 1K 0
ISHARES TR MORTGE REL ETF 221K 10K 0
ISHARES TR MORTGE REL ETF 16K 715 0
ISHARES TR MORTGE REL ETF 19K 850 0
ISHARES TR JPMORGAN USD EMG 24K 269 0
ISHARES TR JPMORGAN USD EMG 224K 3K 0
ISHARES TR U.S. MED DVC ETF 2M 42K 0
ISHARES TR U.S. MED DVC ETF 104K 2K 0
ISHARES TR U.S. MED DVC ETF 41K 728 0
ISHARES TR HDG MSCI EAFE 8M 211K 0
ISHARES TR HDG MSCI EAFE 2M 51K 0
ISHARES TR HDG MSCI EAFE 208K 6K 0
ISHARES TR 0-5YR HI YL CP 94K 2K 0
ISHARES TR 0-5YR HI YL CP 75K 2K 0
ISHARES TR 0-5YR HI YL CP 110K 3K 0
ISHARES TR CORE S&P MCP ETF 4M 65K 0
ISHARES TR CORE S&P MCP ETF 931K 16K 0
ISHARES TR CORE S&P MCP ETF 104K 2K 0
ISHARES TR U.S. TECH ETF 2M 16K 0
ISHARES TR U.S. TECH ETF 412K 3K 0
ISHARES TR U.S. TECH ETF 42K 279 0
ISHARES TR IBONDS 2026 TERM 327K 14K 0
ISHARES TR IBONDS 2026 TERM 12K 508 0
ISHARES U S ETF TR BLACKROCK SHORT 230K 5K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 74K 1K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 42K 749 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 113K 2K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 385K 7K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 141K 2K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 108K 2K 0
JANUS DETROIT STR TR HENDRSON AAA CL 205K 4K 0
JANUS DETROIT STR TR HENDRSON AAA CL 62K 1K 0
JANUS DETROIT STR TR HENDRSON AAA CL 112K 2K 0
JPMORGAN CHASE & CO. COM 9M 42K 0
JPMORGAN CHASE & CO. COM 964K 5K 0
JPMORGAN CHASE & CO. COM 258K 1K 0
LEGG MASON ETF INVT FRANKLIN INTL LW 72K 2K 0
LEGG MASON ETF INVT FRANKLIN INTL LW 39K 1K 0
LEGG MASON ETF INVT FRANKLIN INTL LW 108K 4K 0
LITHIUM AMERICAS ARGENTINA C COM SHS 17K 5K 0
LITHIUM AMERICAS ARGENTINA C COM SHS 48K 15K 0
LITHIUM AMERS CORP NEW COM SHS 40K 15K 0
MAG SILVER CORP COM 198K 17K 0
MARRIOTT INTL INC NEW CL A 244K 1K 0
MERCK & CO INC COM 8M 63K 0
MERCK & CO INC COM 886K 7K 0
MERCK & CO INC COM 227K 2K 0
META PLATFORMS INC CL A 8M 17K 0
META PLATFORMS INC CL A 1M 3K 0
META PLATFORMS INC CL A 223K 443 0
MICRON TECHNOLOGY INC COM 145K 1K 0
MICRON TECHNOLOGY INC COM 192K 1K 0
MICROSOFT CORP COM 8M 19K 0
MICROSOFT CORP COM 1M 3K 0
MICROSOFT CORP COM 397K 889 0
MOSAIC CO NEW COM 335K 12K 0
NETFLIX INC COM 77K 114 0
NETFLIX INC COM 119K 176 0
NETFLIX INC COM 9K 13 0
NOVARTIS AG SPONSORED ADR 8M 77K 0
NOVARTIS AG SPONSORED ADR 941K 9K 0
NOVARTIS AG SPONSORED ADR 231K 2K 0
NUTRIEN LTD COM 300K 6K 0
NVIDIA CORPORATION COM 9M 75K 0
NVIDIA CORPORATION COM 1M 11K 0
NVIDIA CORPORATION COM 1M 9K 0
OCCIDENTAL PETE CORP COM 281K 4K 0
ORACLE CORP COM 9M 60K 0
ORACLE CORP COM 892K 6K 0
ORACLE CORP COM 258K 2K 0
PAN AMERN SILVER CORP COM 275K 14K 0
PEPSICO INC COM 266K 2K 0
POLAR PWR INC COM 4K 11K 0
POLAR PWR INC COM 2K 5K 0
REPUBLIC SVCS INC COM 8M 43K 0
REPUBLIC SVCS INC COM 920K 5K 0
REPUBLIC SVCS INC COM 230K 1K 0
SALESFORCE INC COM 9M 34K 0
SALESFORCE INC COM 913K 4K 0
SALESFORCE INC COM 242K 940 0
SELECT SECTOR SPDR TR RL EST SEL SEC 243K 6K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 9K 242 0
SELECT SECTOR SPDR TR RL EST SEL SEC 19K 499 0
SHELL PLC SPON ADS 256K 4K 0
SHELL PLC SPON ADS 271K 4K 0
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 948K 39K 0
SOLIDION TECHNOLOGY INC COM 24K 44K 0
SOLIDION TECHNOLOGY INC COM 11K 20K 0
SOUTHERN COPPER CORP COM 349K 3K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 95K 242 0
SPDR DOW JONES INDL AVERAGE UT SER 1 255K 651 0
SPDR GOLD TR GOLD SHS 5M 21K 0
SPDR GOLD TR GOLD SHS 454K 2K 0
SPDR GOLD TR GOLD SHS 38K 177 0
SPDR S&P 500 ETF TR TR UNIT 12M 22K 0
SPDR S&P 500 ETF TR TR UNIT 4M 7K 0
SPDR S&P 500 ETF TR TR UNIT 325K 597 0
SPDR SER TR PRTFLO S&P500 VL 4M 77K 0
SPDR SER TR PRTFLO S&P500 VL 884K 18K 0
SPDR SER TR PRTFLO S&P500 VL 103K 2K 0
SPDR SER TR S&P BIOTECH 2M 26K 0
SPDR SER TR S&P BIOTECH 105K 1K 0
SPDR SER TR S&P BIOTECH 41K 438 0
SPDR SER TR BLOOMBERG SHT TE 109K 4K 0
SPDR SER TR BLOOMBERG SHT TE 49K 2K 0
SPDR SER TR BLOOMBERG SHT TE 120K 5K 0
SPROTT PHYSICAL GOLD TR UNIT 2M 101K 0
SPROTT PHYSICAL PLAT PALLAD UNIT 422K 43K 0
SPROTT PHYSICAL SILVER TR TR UNIT 680K 69K 0
STRYKER CORPORATION COM 8M 24K 0
STRYKER CORPORATION COM 823K 2K 0
STRYKER CORPORATION COM 229K 673 0
SUPER MICRO COMPUTER INC COM 11K 13 0
SUPER MICRO COMPUTER INC COM 261K 319 0
UNITEDHEALTH GROUP INC COM 9M 17K 0
UNITEDHEALTH GROUP INC COM 876K 2K 0
UNITEDHEALTH GROUP INC COM 239K 469 0
VANECK ETF TRUST SEMICONDUCTR ETF 2M 9K 0
VANECK ETF TRUST SEMICONDUCTR ETF 100K 382 0
VANECK ETF TRUST SEMICONDUCTR ETF 40K 153 0
VANECK ETF TRUST BDC INCOME ETF 72K 4K 0
VANECK ETF TRUST BDC INCOME ETF 56K 3K 0
VANECK ETF TRUST BDC INCOME ETF 108K 6K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 4K 43 0
VANECK ETF TRUST MRNGSTR WDE MOAT 234K 3K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 2K 18 0
VANGUARD STAR FDS VG TL INTL STK F 230K 4K 0
WALMART INC COM 8M 122K 0
WALMART INC COM 846K 12K 0
WALMART INC COM 332K 5K 0
WHEATON PRECIOUS METALS CORP COM 1M 22K 0