AQUILANT ADVISORS
LOBSCOUSER II, LLC Legal Name
Adviser information for AQUILANT ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 651 | $182.2M |
| Non-Discretionary | 0 | $0 |
| Total | 651 | $182.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 225 | $56.1M |
| HNW Individuals | 53 | $125.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $882,377 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 21.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTHPORT WRAP | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-114993 |
|---|---|
| SEC ERA File Number | 801-114993 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282953 |
| Legal Entity Identifier | None |
Principal Office
12444 POWERSCOURT DR. SUITE 370ST. LOUIS
MO
United States
Monday - Friday, 8:30 TO 4:00
Tel: 314-309-2078, Fax: 314-266-3532
Websites
Chief Compliance Officer
STEVEN E. FARRIS
MEMBER
12444 POWERSCOURT DR. SUITE 370
ST. LOUIS
MO
United States
Tel:
314-309-2078
Fax:
314-266-3532
S*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARRIS, STEVEN, EDWARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2016 | > 75% |