KELLY PARK INVESTMENT LLC
Adviser information for KELLY PARK INVESTMENT LLC last updated from Form ADV on September 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $25.4M |
| Non-Discretionary | 1 | $100.0M |
| Total | 3 | $125.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $25.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $100.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-114996 |
|---|---|
| SEC ERA File Number | 801-114996 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299882 |
| Legal Entity Identifier | None |
Principal Office
1185 AVENUE OF THE AMERICAS3RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212 710 4111, Fax: None
Chief Compliance Officer
DEAN RUBINO
MANAGER, CHIEF INVESTMENT OFFICER
757 3RD AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-710-4111
D******@*******************M
(Full email address available in API data)
Industry Affiliates
| KPC TERRAPIN GROUP LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KPC INVESTMENT MASTER FUND LTD | Hedge Fund | $23.6M | $0.4M | 41 |
| KPC PE IPO MASTER FUND LTD | Private Equity Fund | $1.8M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBINO, DEAN, MICHAEL | Individual | – | MANAGER, CHIEF COMPLIANCE OFFICER | 06/2018 | 25-50% |
| WESTLEY, SEAN, EDWARD | Individual | – | MEMBER | 06/2018 | 25-50% |
| KPC TERRAPIN GROUP LLC | Domestic Entity | – | MEMBER | 06/2018 | 5-10% |
| FINE, SCOTT, ARTHUR | Individual | – | MEMBER | 06/2018 | 25-50% |
| RUBINO, DEAN, MICHAEL | Individual | KPC TERRAPIN GROUP LLC | MANAGER, CCO | 10/2016 | 25-50% |