SPRUCE POINT CAPITAL MANAGEMENT, LLC
Adviser information for SPRUCE POINT CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $334.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $334.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $334.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesROYALTIES BASED ON VIEWS OF PUBLICATION |
Principal Office
30 WEST MAIN STREETSUITE 200
RIVERHEAD
NY
United States
Monday - Friday, 8:00AM-6:00PM
Tel: 914-999-2019, Fax: 646-845-1876
Websites
www.sprucepointcap.com
twitter.com/sprucepointcap
seekingalpha.com/author/ben-axler
www.linkedin.com/in/ben-axler-a609b06/
www.hvst.com/organization/spruce-point-capital-management
www.sumzero.com
www.youtube.com/channel/uc9iy3qkasukfnahk9j11cda
www.reddit.com/user/sprucepointcap/
www.instagram.com/sprucepointcap/
Chief Compliance Officer
DANIEL OLIVER
COO
30 WEST MAIN STREET
SUITE 200
RIVERHEAD
NY
United States
Tel:
914-999-2019
Fax:
6468451876
D******@*****************M
(Full email address available in API data)
Regulatory Contact
BENJAMIN E. AXLER
MANAGING MEMBER/CIO
30 WEST MAIN STREET
SUITE 200
RIVERHEAD
NY
United States
Tel:
914-999-2019
Fax:
646-845-1876
B*****@*****************M
(Full email address available in API data)
Industry Affiliates
| SPRUCE POINT CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRUCE POINT RESEARCH ACTIVISM MASTER FUND LP | Hedge Fund | $334.5M | $1.0M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AXLER, BENJAMIN, ELLIOT | Individual | – | MANAGING MEMBER/CIO | 05/2009 | > 75% |
| Daniel, Oliver, J | Individual | – | CCO/COO | 02/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 21st, 2019 for period ending December 31st, 2018
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| N/A | COM | 0 | 0 | – |
| N/A | COM | 0 | 0 | – |