WISE PLANNING, INC.
Adviser information for WISE PLANNING, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 697 | $465.2M |
| Total | 697 | $465.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $48.6M |
| HNW Individuals | 105 | $416.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-114999 |
|---|---|
| SEC ERA File Number | 801-114999 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123821 |
| Legal Entity Identifier | None |
Principal Office
5954 KIRKWOOD PL NSEATTLE
WA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 847-834-9473, Fax: 312-577-0403
Chief Compliance Officer
DEBORAH R WISE
PRESIDENT
5954 KIRKWOOD PL N
SEATTLE
WA
United States
Tel:
847-834-9473
Fax:
312-577-0403
D*****@***************M
(Full email address available in API data)
Regulatory Contact
HOLLY PULLIAM
5954 KIRKWOOD PL N
SEATTLE
WA
United States
Tel:
847-579-9770
Fax:
312-577-0403
H****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISE, DEBORAH, ROSE | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2005 | > 75% |
| FAIRBROOK, ROBERT, JOSEPH | Individual | – | VICE PRESIDENT | 04/2014 | < 5% |