NORTHSTAR FINANCIAL COMPANIES, INC.
Adviser information for NORTHSTAR FINANCIAL COMPANIES, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 966 | $280.9M |
| Non-Discretionary | 18 | $3.7M |
| Total | 984 | $284.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 318 | $90.6M |
| HNW Individuals | 70 | $194.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 198.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NORTHSTAR ASSET MANAGEMENT PROGRAM | NORTHSTAR FINANCIAL COMPANIES, INC. |
Identifiers
| SEC RIA File Number | 801-115004 |
|---|---|
| SEC ERA File Number | 801-115004 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119396 |
| Legal Entity Identifier | None |
Principal Office
1100 E. HECTOR STSUITE 399
CONSHOHOCKEN
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-629-6100, Fax: 610-629-6106
Websites
Chief Compliance Officer
JULIA RANDALL
ADVISOR
1100 E HECTOR ST
SUITE 399
CONSHOHOCKEN
PA
United States
Tel:
610-629-6100
Fax:
610-629-6106
J****@*************M
(Full email address available in API data)
Regulatory Contact
MELISSA GEMMELL
OPERATIONS MANAGER
1100 E. HECTOR ST
SUITE 399
CONSHOHOCKEN
PA
United States
Tel:
610-629-6100
Fax:
610-629-6106
M******@*************M
(Full email address available in API data)
Industry Affiliates
| A. H. WILLIAMS & COMPANY, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIRARD, STEVEN, BRIAN | Individual | – | PRESIDENT OF NORTHSTAR FINANCIAL COS. INC. | 03/2003 | > 75% |
| RANDALL, JULIA, MEGAN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |
| WILLIAMS, GLENN, ALFRED | Individual | – | PRESIDENT OF AH WILLIAMS & CO. INC. | 05/2021 | 10-25% |