NYMBUS CAPITAL INC.
Adviser information for NYMBUS CAPITAL INC. last updated from Form ADV on January 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 246 | $432.5M |
| Non-Discretionary | 0 | $0 |
| Total | 246 | $432.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 175 | $58.1M |
| HNW Individuals | 9 | $144.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $86.7M |
| Pension and profit sharing plans | <5 | $108.6M |
| Charitable organizations | <5 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 53 | $32.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-115015 |
|---|---|
| SEC ERA File Number | 801-115015 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298214 |
| Legal Entity Identifier | 549300JZ8DH9X28KQT07 |
Principal Office
1430-1800 MCGILL COLLEGE AVENUEMONTREAL, QUEBEC
Canada
Monday - Friday, 9 TO 5
Tel: 1-514-985-1138, Fax: 1 866 885-6955
Chief Compliance Officer
MARC RIVET
1430-1800 MCGILL COLLEGE
MONTREAL
Canada
Tel:
1-514-862-0366
Fax:
1 866 885-6955
M*****@********A
(Full email address available in API data)
Regulatory Contact
BENJAMIN VAN DE WERVE
COMPLIANCE AND OPERATIONS DIRECTOR
1430-1800 MCGILL COLLEGE
MONTREAL
Canada
Tel:
1-514-360-4258
Fax:
1 866 885-6955
B**********@********A
(Full email address available in API data)
Industry Affiliates
| NYMBUS CAPITAL GROUP INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NYMBUS CAPITAL GROUP INC. | Foreign Entity | – | SOLE SHAREHOLDER | 11/2020 | > 75% |
| Rivet, Marc | Individual | NYMBUS CAPITAL GROUP INC. | SHAREHOLDER | 03/2013 | 25-50% |
| Rivet, Marc | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| Cefaloni, Gabriel | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2020 | < 5% |
| 11017934 CANADA INC. | Foreign Entity | NYMBUS CAPITAL GROUP INC. | HOLDING COMPANY | 11/2020 | 25-50% |
| Cefaloni, Gabriel | Individual | NYMBUS CAPITAL GROUP INC. | SHAREHOLDER | 03/2013 | 25-50% |
| Poulin Briere, Mathieu | Individual | 11017934 CANADA INC. | SHAREHOLDER | 09/2018 | 25-50% |
| TURMEL, JEAN | Individual | 11017934 CANADA INC. | SHAREHOLDER | 09/2018 | > 75% |