SILVEROAK INVESTMENTS, LLC
Adviser information for SILVEROAK INVESTMENTS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 193 | $68.0M |
| Non-Discretionary | 0 | $0 |
| Total | 193 | $68.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $32.4M |
| HNW Individuals | 19 | $35.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 68.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SILVEROAK INVESTMENTS WRAP PROGRAM | SILVEROAK INVESTMENTS, LLC |
| COURT INVESTMENT WRAP PROGRAM | SILVEROAK INVESTMENTS, LLC |
Identifiers
| SEC RIA File Number | 801-115023 |
|---|---|
| SEC ERA File Number | 801-115023 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290935 |
| Legal Entity Identifier | None |
Principal Office
4575 DEAN MARTIN DRIVEUNIT 512
LAS VEGAS
NV
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 800-520-0605, Fax: 800-520-0605
Chief Compliance Officer
RYAN YUHNKE
MANAGER
4575 DEAN MARTIN DRIVE
UNIT 512
LAS VEGAS
NV
United States
Tel:
800-520-0605
Fax:
800-520-0605
R******@***********************M
(Full email address available in API data)
Regulatory Contact
LISA ROTH
COMPLIANCE CONSULTANT
630 1ST AVENUE
SAN DIEGO
CA
United States
Tel:
619-846-9499
L****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YUHNKE, RYAN, JEFFREY | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 11/2017 | > 75% |