GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Adviser information for GRAHAM CAPITAL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,115 | $195.7M |
Non-Discretionary | 0 | $0 |
Total | 1,115 | $195.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 1,072 | $126.8M |
HNW Individuals | 43 | $68.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Principal Office
1701 K STREET NWSUITE 801
WASHINGTON, D.C.
DC
United States
Monday - Friday, 9:00AM TO 5:00PM EST
Tel: 202-780-7726, Fax: (202) 836-7732
Chief Compliance Officer
STASH J. GRAHAM
MANAGING DIRECTOR
1701 K STREET NW
SUITE 801
WASHINGTON
DC
United States
Tel:
(202) 780-7726
Fax:
(202) 836-7732
S***********@**********************M
(Full email address available in API data)
Regulatory Contact
ALEX J. GRAHAM
MANAGING MEMBER
1701 K STREET NW
SUITE 801
WASHINGTON
DC
United States
Tel:
(202) 780-7726
Fax:
(202) 836-7732
A**********@**********************M
(Full email address available in API data)
Industry Affiliates
GRAHAM CAPITAL ADVISORS, LLC | Insurance company or agency |
REGIS TAX AND ACCOUNTING, LLC | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GRAHAM, STASH, JOHN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2015 | < 5% |
SSA HOLDING COMPANY, LLC | Domestic Entity | – | SOLE MEMBER OF GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 08/2015 | > 75% |
GRAHAM CAPITAL HOLDINGS LLC | Domestic Entity | SSA HOLDING COMPANY, LLC | MEMBER | 11/2015 | 50-75% |
GRAHAM, STASH, JOHN | Individual | SSA HOLDING COMPANY, LLC | MEMBER AND MANAGER | 08/2015 | 50-75% |
GRAHAM, DAVID, JOHN | Individual | GRAHAM CAPITAL HOLDINGS LLC | MEMBER AND MANAGER | 11/2015 | 50-75% |
Graham, Alex, Joseph | Individual | – | MANAGING DIRECTOR | 10/2016 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 21st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ISHARES GOLD TR | ISHARES NEW | 14M | 316K | – |
ISHARES TR | MSCI USA MIN VOL | 6M | 73K | – |
CHENIERE ENERGY INC | COM NEW | 5M | 29K | – |
EQUITY COMWLTH | COM SH BEN INT | 4M | 212K | – |
MID-AMER APT CMNTYS INC | COM | 3M | 22K | – |
WARRIOR MET COAL INC | COM | 3M | 46K | – |
CF BANKSHARES INC | COM | 3M | 148K | – |
EQUITY COMWLTH | 6.5% CNV PFD D | 3M | 103K | – |
CAMDEN PPTY TR | SH BEN INT | 3M | 23K | – |
FRANCO NEV CORP | COM | 3M | 21K | – |
EOG RES INC | COM | 2M | 19K | – |
DOMINION ENERGY INC | COM | 2M | 46K | – |
ENBRIDGE INC | COM | 2M | 60K | – |
COTERRA ENERGY INC | COM | 2M | 78K | – |
KINETIK HOLDINGS INC | COM NEW CL A | 2M | 50K | – |
DOLLAR GEN CORP NEW | COM | 2M | 16K | – |
ALPHABET INC | CAP STK CL A | 2M | 11K | – |
CATALYST BANCORP INC | COMMON STOCK | 2M | 160K | – |
VERMILION ENERGY INC | COM | 1M | 120K | – |
MICROSOFT CORP | COM | 765K | 2K | – |
OLD SECOND BANCORP INC ILL | COM | 696K | 47K | – |
BANNIX ACQUISITION CORP | COM | 674K | 61K | – |
APPLE INC | COM | 629K | 3K | – |
SPECIAL OPPORTUNITIES FD INC | 2.75% CNV PFD C | 586K | 25K | – |
BAYFIRST FINANCIAL CORP | COM | 527K | 45K | – |
MFS INVT GRADE MUN TR | SH BEN INT | 521K | 66K | – |
NEXTERA ENERGY INC | COM | 516K | 7K | – |
HOME DEPOT INC | COM | 438K | 1K | – |
BOOKING HOLDINGS INC | COM | 428K | 108 | – |
THE CIGNA GROUP | COM | 391K | 1K | – |
JPMORGAN CHASE & CO. | COM | 334K | 2K | – |
PHILIP MORRIS INTL INC | COM | 311K | 3K | – |
PEPSICO INC | COM | 310K | 2K | – |
BERKLEY W R CORP | COM | 297K | 4K | – |
MFS HIGH YIELD MUN TR | SH BEN INT | 285K | 83K | – |
AMAZON COM INC | COM | 277K | 1K | – |
SOUND FINL BANCORP INC | COM | 251K | 6K | – |
BRITISH AMERN TOB PLC | SPONSORED ADR | 240K | 8K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 237K | 455 | – |
PROCTER AND GAMBLE CO | COM | 228K | 1K | – |
TJX COS INC NEW | COM | 204K | 2K | – |
ISHARES TR | CORE S&P US GWT | 202K | 2K | – |
META PLATFORMS INC | CL A | 201K | 398 | – |
PROSPECT CAP CORP | NOTE 6.375% 3/0 | 180K | 181K | – |
CULLMAN BANCORP INC | COM | 171K | 17K | – |
TC BANCSHARES INC | COM | 145K | 11K | – |
OKTA INC | NOTE 0.125% 9/0 | 92K | 98K | – |
NUVASIVE INC | NOTE 0.375% 3/1 | 13K | 14K | – |