GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

Adviser information for GRAHAM CAPITAL WEALTH MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,115 $195.7M
Non-Discretionary 0 $0
Total 1,115 $195.7M

Clients

Type Number RAUM
Individuals 1,072 $126.8M
HNW Individuals 43 $68.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-115029
SEC ERA File Number 801-115029
SEC CIK Numbers 1907528
SEC CRD Numbers 281772
Legal Entity Identifier None

Principal Office

1701 K STREET NW
SUITE 801
WASHINGTON, D.C.
DC
United States
Monday - Friday, 9:00AM TO 5:00PM EST
Tel: 202-780-7726, Fax: (202) 836-7732

Chief Compliance Officer

STASH J. GRAHAM
MANAGING DIRECTOR
1701 K STREET NW
SUITE 801
WASHINGTON
DC
United States
Tel: (202) 780-7726
Fax: (202) 836-7732
(Full email address available in API data)

Regulatory Contact

ALEX J. GRAHAM
MANAGING MEMBER
1701 K STREET NW
SUITE 801
WASHINGTON
DC
United States
Tel: (202) 780-7726
Fax: (202) 836-7732
(Full email address available in API data)

Industry Affiliates

GRAHAM CAPITAL ADVISORS, LLC Insurance company or agency
REGIS TAX AND ACCOUNTING, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GRAHAM, STASH, JOHN Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 08/2015 < 5%
SSA HOLDING COMPANY, LLC Domestic Entity SOLE MEMBER OF GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 08/2015 > 75%
GRAHAM CAPITAL HOLDINGS LLC Domestic Entity SSA HOLDING COMPANY, LLC MEMBER 11/2015 50-75%
GRAHAM, STASH, JOHN Individual SSA HOLDING COMPANY, LLC MEMBER AND MANAGER 08/2015 50-75%
GRAHAM, DAVID, JOHN Individual GRAHAM CAPITAL HOLDINGS LLC MEMBER AND MANAGER 11/2015 50-75%
Graham, Alex, Joseph Individual MANAGING DIRECTOR 10/2016 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/5/20205 on 6/26/20205 on 9/2/20205 on 2/25/20215 on 5/3/20215 on 11/8/20216 on 2/23/20226 on 3/22/20236 on 3/1/2024

RAUM, Historic

200M100M0202020212022202320242025130032613 on 3/5/2020130032613 on 6/26/2020130032613 on 9/2/2020133562554 on 2/25/2021133562554 on 5/3/2021133562554 on 11/8/2021145820000 on 2/23/2022168973000 on 3/22/2023195720000 on 3/1/2024

No. Clients, Historic

2,0001,0000202020212022202320242025454 on 3/5/2020454 on 6/26/2020454 on 9/2/2020545 on 2/25/2021545 on 5/3/2021545 on 11/8/2021570 on 2/23/2022516 on 3/22/20231115 on 3/1/2024

Holdings

From latest 13F, filed August 21st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES GOLD TR ISHARES NEW 14M 316K
ISHARES TR MSCI USA MIN VOL 6M 73K
CHENIERE ENERGY INC COM NEW 5M 29K
EQUITY COMWLTH COM SH BEN INT 4M 212K
MID-AMER APT CMNTYS INC COM 3M 22K
WARRIOR MET COAL INC COM 3M 46K
CF BANKSHARES INC COM 3M 148K
EQUITY COMWLTH 6.5% CNV PFD D 3M 103K
CAMDEN PPTY TR SH BEN INT 3M 23K
FRANCO NEV CORP COM 3M 21K
EOG RES INC COM 2M 19K
DOMINION ENERGY INC COM 2M 46K
ENBRIDGE INC COM 2M 60K
COTERRA ENERGY INC COM 2M 78K
KINETIK HOLDINGS INC COM NEW CL A 2M 50K
DOLLAR GEN CORP NEW COM 2M 16K
ALPHABET INC CAP STK CL A 2M 11K
CATALYST BANCORP INC COMMON STOCK 2M 160K
VERMILION ENERGY INC COM 1M 120K
MICROSOFT CORP COM 765K 2K
OLD SECOND BANCORP INC ILL COM 696K 47K
BANNIX ACQUISITION CORP COM 674K 61K
APPLE INC COM 629K 3K
SPECIAL OPPORTUNITIES FD INC 2.75% CNV PFD C 586K 25K
BAYFIRST FINANCIAL CORP COM 527K 45K
MFS INVT GRADE MUN TR SH BEN INT 521K 66K
NEXTERA ENERGY INC COM 516K 7K
HOME DEPOT INC COM 438K 1K
BOOKING HOLDINGS INC COM 428K 108
THE CIGNA GROUP COM 391K 1K
JPMORGAN CHASE & CO. COM 334K 2K
PHILIP MORRIS INTL INC COM 311K 3K
PEPSICO INC COM 310K 2K
BERKLEY W R CORP COM 297K 4K
MFS HIGH YIELD MUN TR SH BEN INT 285K 83K
AMAZON COM INC COM 277K 1K
SOUND FINL BANCORP INC COM 251K 6K
BRITISH AMERN TOB PLC SPONSORED ADR 240K 8K
VANGUARD INDEX FDS S&P 500 ETF SHS 237K 455
PROCTER AND GAMBLE CO COM 228K 1K
TJX COS INC NEW COM 204K 2K
ISHARES TR CORE S&P US GWT 202K 2K
META PLATFORMS INC CL A 201K 398
PROSPECT CAP CORP NOTE 6.375% 3/0 180K 181K
CULLMAN BANCORP INC COM 171K 17K
TC BANCSHARES INC COM 145K 11K
OKTA INC NOTE 0.125% 9/0 92K 98K
NUVASIVE INC NOTE 0.375% 3/1 13K 14K