AXIA ASSET MANAGEMENT, LLC
Adviser information for AXIA ASSET MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $49.7M |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $49.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 10 | $49.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-115030 |
|---|---|
| SEC ERA File Number | 801-115030 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173148 |
| Legal Entity Identifier | None |
Principal Office
5 RIVERVIEW PLHASTINGS-ON-HUDSON
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 917-213-2958, Fax: 212-732-0065
Chief Compliance Officer
POURIA DEHGAN
PRESIDENT AND CCO
5 RIVERVIEW PL
HASTINGS-ON-HUDSON
NY
United States
Tel:
917-213-2958
Fax:
212-732-0065
P*****@*************M
(Full email address available in API data)
Regulatory Contact
DOUGLASS MCCRAE
COMPLIANCE CONSULTANT
82ND AVE SE #300
2835
MERCER ISLAND
WA
United States
Tel:
2068383694
D**************@*****************M
(Full email address available in API data)
Industry Affiliates
| XE PARTNERS | Real estate broker or dealer |
| XE PARTNERS | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEHGAN, POURIA, NMN | Individual | – | PRESIDENT AND CCO | 07/2014 | > 75% |