PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. Legal Name
Adviser information for PREISZ FINANCIAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 85 | $277.2M |
| Non-Discretionary | 390 | $275.7M |
| Total | 475 | $552.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 201 | $65.2M |
| HNW Individuals | 30 | $58.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 100 | $429.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-115031 |
|---|---|
| SEC ERA File Number | 801-115031 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144469 |
| Legal Entity Identifier | None |
Principal Office
4525 SW CONDOR AVEPORTLAND
OR
United States
Monday - Friday, 8-5
Tel: 503-224-1600, Fax: 503-274-8003
Chief Compliance Officer
WILLIAM PREISZ
DIRECTOR, RETIREMENT PLAN SERVICES
4525 SW CONDOR AVENUE
PORTLAND
OR
United States
Tel:
503-224-1600
Fax:
503-274-8003
W******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PREISZ, MICHAEL, ALLEN | Individual | – | PRESIDENT | 06/2000 | 50-75% |
| DAVENPORT, THOMAS, LELAND | Individual | – | CHIEF INVESTMENT OFFICER, SHAREHOLDER | 12/2018 | 10-25% |
| PREISZ, WILLIAM, ALLEN | Individual | – | CCO/DIRECTOR, RETIREMENT PLAN SERVICES, SHAREHOLDER | 12/2018 | 10-25% |
| COURTS, ADRIANA, RAMOS | Individual | – | ADVISOR | 01/2023 | < 5% |