DRAWBRIDGE CAPITAL
DRAWBRIDGE CAPITAL, LLC Legal Name
Adviser information for DRAWBRIDGE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 907 | $162.3M |
| Non-Discretionary | 0 | $0 |
| Total | 907 | $162.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 622 | $72.4M |
| HNW Individuals | 278 | $86.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $365,187 |
| Charitable organizations | <5 | $155,913 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesHOURLY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-115050 |
|---|---|
| SEC ERA File Number | 801-115050 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128636 |
| Legal Entity Identifier | None |
Principal Office
7134 S.YALE AVESTE 700
TULSA
OK
United States
Monday - Friday, 8:30-5:30
Tel: 918-493-4190, Fax: 918-493-6536
Websites
Chief Compliance Officer
GARY STANISLAWSKI
CEO
7134 S. YALE AVE
SUITE 700
TULSA
OK
United States
Tel:
918-493-4190
Fax:
918-493-6536
G***@***********M
(Full email address available in API data)
Regulatory Contact
TIERNEY GORHAM
COMPLIANCE OFFICER
7134 S. YALE AVE; STE 700
TULSA
OK
United States
Tel:
918-493-4190
Fax:
918-493-6536
T******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANISLAWSKI, GARY, MICHAEL | Individual | – | PRESIDENT | 02/1996 | > 75% |
| STANISLAWSKI, GARY, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | > 75% |
| DOSSMAN, MONTY, WAYNE | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |