FAIRBANK INVESTMENT MANAGEMENT LIMITED
Adviser information for FAIRBANK INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 73 | $177.8M |
| Non-Discretionary | 0 | $0 |
| Total | 73 | $177.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 57 | $84.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $32.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $60.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 96 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-115054 |
|---|---|
| SEC ERA File Number | 801-115054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300753 |
| Legal Entity Identifier | None |
Principal Office
7822 YONGE STREETTHORNHILL, ONTARIO
Canada
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 905-707-1991, Fax: 905-707-1970
Websites
Chief Compliance Officer
ANDREW GORDON WATSON
PORTFOLIO MANAGER
7822 YONGE STREET
THORNHILL, ONTARIO
Canada
Tel:
905-707-1991 EXT. 223
Fax:
905-707-1970
A******@************A
(Full email address available in API data)
Regulatory Contact
BLAIR WILSON
CO-PRESIDENT, ULTIMATE DESIGNATED PERSON, PORTFOLIO MANAGER
7822 YONGE STREET
THORNHILL, ONTARIO
Canada
Tel:
905-707-1991 EXT. 226
Fax:
905-707-1970
B******@************A
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Watson, Josie | Individual | – | HR MANAGER, DIRECTOR | 01/2009 | < 5% |
| WATSON, ANDREW, GORDON | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR, SHAREHOLDER (COMMON SHARES) | 11/2014 | 10-25% |
| WATSON, JOHN, HAMILTON | Individual | – | PORTFOLIO MANAGER, DIRECTOR (CHAIR OF THE BOARD) | 01/2009 | < 5% |
| WILSON, ROGER, BLAIR | Individual | – | CO-PRESIDENT, ULTIMATE DESIGNATED PERSON, DIRECTOR, PORTFOLIO MANAGER, SHAREHOLDER (COMMON SHARES) | 01/2024 | 10-25% |
| PARNOJA, KARL, ERIK | Individual | – | CO-PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, PORTFOLIO MANAGER, SHAREHOLDER (COMMON SHARES) | 01/2024 | 10-25% |
| Williams, Francesca, Amalia | Individual | – | MANAGER OPERATIONS, DIRECTOR, SHAREHOLDER (COMMON SHARES) | 01/2024 | 10-25% |
| SZETO, SAM | Individual | – | SENIOR INVESTMENT ANALYST, DIRECTOR, SHAREHOLDER (COMMON SHARES) | 01/2024 | 10-25% |
| MCLEAN, CHRISTINE | Individual | – | SENIOR INVESTMENT ANALYST, DIRECTOR, SHAREHOLDER (COMMON SHARES) | 01/2024 | 10-25% |