RYAN WEALTH MANAGEMENT
RYAN WEALTH MANAGEMENT, INC. Legal Name
Adviser information for RYAN WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $3.1M |
| Non-Discretionary | 1,617 | $401.1M |
| Total | 1,636 | $404.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 536 | $166.5M |
| HNW Individuals | 124 | $237.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.6M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-115068 |
|---|---|
| SEC ERA File Number | 801-115068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296851 |
| Legal Entity Identifier | None |
Principal Office
463 CENTURY PARK DRYUBA CITY
CA
United States
Monday - Friday, 8AM TO 5PM
Tel: (530) 671-2100, Fax: (530) 671-2103
Chief Compliance Officer
ROBERT RYAN
PRINCIPAL
463 CENTURY PARK DR
YUBA CITY
CA
United States
Tel:
(530) 671-2100
R**@*************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, ROBERT, COLLINS | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER & SHAREHOLDER | 04/2018 | > 75% |
| SPAFFORD, KEVIN, CHARLES | Individual | – | SHAREHOLDER | 09/2019 | 5-10% |
| BURROW, JUSTIN, T | Individual | – | SHAREHOLDER | 01/2019 | 5-10% |