NORTH WOODS WEALTH MANAGEMENT
NORTH WOODS ASSET MANAGEMENT LLC Legal Name
Adviser information for NORTH WOODS WEALTH MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 409 | $64.8M |
| Non-Discretionary | 0 | $0 |
| Total | 409 | $64.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $42.1M |
| HNW Individuals | 10 | $20.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $212,431 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-115081 |
|---|---|
| SEC ERA File Number | 801-115081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226575 |
| Legal Entity Identifier | None |
Principal Office
412 FRANKLIN STREETBUFFALO
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 716.220.8497, Fax: None
Chief Compliance Officer
JEREMY TILTON WADSWORTH
MANAGING MEMBER
412 FRANKLIN STREET
BUFFALO
NY
United States
Tel:
716.220.8497
J*****@**************M
(Full email address available in API data)
Regulatory Contact
JORDAN GREEN
COUNSEL
412 FRANKLIN STREET
BUFFALO
NY
United States
Tel:
6098810101
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WADSWORTH, WILLIAM, BARRETT | Individual | – | PRINCIPAL | 08/2015 | 25-50% |
| WADSWORTH, WILLIAM, TILTON | Individual | – | PRINCIPAL | 08/2015 | 10-25% |
| Wadsworth, Jeremy, Tilton | Individual | – | MANAGING MEMBER/CCO | 01/2018 | 25-50% |