BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
Adviser information for BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 715 | $251.4M |
| Non-Discretionary | 3 | $11.9M |
| Total | 718 | $263.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 631 | $132.2M |
| HNW Individuals | 80 | $115.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.9M |
| Charitable organizations | <5 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 700 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 248.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. WRAP FEE PROGRAM BROCHURE | BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. |
Identifiers
| SEC RIA File Number | 801-115085 |
|---|---|
| SEC ERA File Number | 801-115085 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287683 |
| Legal Entity Identifier | None |
Principal Office
1101 MARSH ST.SAN LUIS OBISPO
CA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (805) 543-4366, Fax: (805) 543-4378
Websites
Chief Compliance Officer
DEIRDRE M TORRES
CCO & COO
1101 MARSH ST.
SAN LUIS OBISPO
CA
United States
Tel:
(805) 543-4366
Fax:
(805) 543-4378
D******@*********M
(Full email address available in API data)
Regulatory Contact
SAM NORMAN BLAKESLEE
PRESIDENT & MANAGING MEMBER
1101 MARSH ST.
SAN LUIS OBISPO
CA
United States
Tel:
(805) 543-4366
Fax:
(805) 543-4378
S**@*********M
(Full email address available in API data)
Industry Affiliates
| BLAKESLEE AND BLAKESLEE INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLAKESLEE, SAM, NORMAN | Individual | – | PRESIDENT & CHIEF EXECUTIVE OFFICER | 11/2016 | > 75% |
| DARNELL, CRAIG, STUART | Individual | – | CHIEF INVESTMENT OFFICER | 01/2017 | 10-25% |
| TORRES, DEIRDRE, MICHELLE | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 01/2019 | 5-10% |