ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC
Adviser information for ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 450 | $50.2M |
| Non-Discretionary | 0 | $0 |
| Total | 450 | $50.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 171 | $50.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $136,144 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-115087 |
|---|---|
| SEC ERA File Number | 801-115087 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298104 |
| Legal Entity Identifier | None |
Principal Office
8607 CEDAR ST.SILVER SPRING
MD
United States
Monday - Friday, 9-5
Tel: 202-899-1400, Fax: None
Chief Compliance Officer
LEWIS BAKER
PRINCIPAL, CCO
8607 CEDAR STREET
SILVER SPRING
MD
United States
Tel:
202-899-1400
L*****@******************M
(Full email address available in API data)
Regulatory Contact
CHASTITY FIGUEROA
CONSULTANT
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel:
19179951690
C********@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Baker, Lewis, D | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2019 | > 75% |