PHOENIX INTERNATIONAL INVESTMENTS LLC
Adviser information for PHOENIX INTERNATIONAL INVESTMENTS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $156.3M |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $156.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $156.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-115103 |
|---|---|
| SEC ERA File Number | 801-115103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170692 |
| Legal Entity Identifier | None |
Principal Office
20 TRAFALGAR SQUARESUITE 432
NASHUA
NH
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 603-589-4033, Fax: 603-537-1261
Websites
Chief Compliance Officer
ERIC S. BAZIL
MEMBER, MANAGER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER
20 TRAFALGAR SQUARE
SUITE 432
NASHUA
NH
United States
Tel:
603-589-4033
Fax:
603-537-1261
E*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMA US INVESTMENT HOLDINGS, LLC | Domestic Entity | – | MEMBER | 03/2017 | 50-75% |
| BAZIL, ERIC, SERIOJ | Individual | – | MANAGING MEMBER, OFFICER & CCO | 09/2013 | 50-75% |
| AL-ABDULKADER, ABDULAZIZ, M. | Individual | AMA US INVESTMENT HOLDINGS, LLC | OWNER | 03/2017 | > 75% |