KEENER FINANCIAL PLANNING
KEENER FINANCIAL PLANNING, LLC Legal Name
Adviser information for KEENER FINANCIAL PLANNING last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 550 | $293.5M |
| Non-Discretionary | 4 | $266,561 |
| Total | 554 | $293.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 53 | $29.9M |
| HNW Individuals | 97 | $259.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $4.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 282 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-115127 |
|---|---|
| SEC ERA File Number | 801-115127 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147615 |
| Legal Entity Identifier | None |
Principal Office
1692 KELLER PARKWAYKELLER
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 817-993-0401, Fax: 817-993-0002
Chief Compliance Officer
JEAN KEENER
PRESIDENT
1692 KELLER PARKWAY
KELLER
TX
United States
Tel:
817-993-0401
Fax:
817-993-0002
J***@******************M
(Full email address available in API data)
Regulatory Contact
JEAN KEENER
PRESIDENT
1692 KELLER PARKWAY
KELLER
TX
United States
Tel:
817-993-0401
Fax:
817-993-0002
J***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEENER, JEAN, ELIZABETH | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 05/2008 | > 75% |
| SONGER, RACHEL, PAIGE | Individual | – | FINANCIAL PLANNER | 01/2021 | < 5% |
| Hinton, Kelli | Individual | – | DIRECTOR OF OPERATIONS | 01/2021 | < 5% |