GEF CAPITAL PARTNERS
GEF CAPITAL PARTNERS, LLC Legal Name
Adviser information for GEF CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 25 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 64 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesNEGOTIATED ANNUAL FEES, PORTFOLIO MONITORING FEES |
Identifiers
| SEC RIA File Number | 801-115141 |
|---|---|
| SEC ERA File Number | 801-115141 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293329 |
| Legal Entity Identifier | None |
Principal Office
1300 17TH STREET NORTHSUITE 860
ARLINGTON
VA
United States
Monday - Friday, 9 AM TO 5:30 PM
Tel: 202-743-2898, Fax: None
Chief Compliance Officer
ALEXANDRA C. LAFRANKIE
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
202-641-4098
A******************@************M
(Full email address available in API data)
Regulatory Contact
STUART M. BARKOFF
MANAGING PARTNER
1300 17TH STREET NORTH
SUITE 860
ARLINGTON
VA
United States
Tel:
202-743-2898
S*******@*************M
(Full email address available in API data)
Industry Affiliates
| BLUESOURCE CAPITAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| GEF CIVIC ENERGY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEF LATAM GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| GEF LATAM III LUX GP | Sponsor, GP, manager of pooled investment vehicles |
| GEF LATAM PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| GEF LATAM PARTNERS III (DE GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEF LATAM PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GEF MURF E-BIKES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEF NSES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEF POLARGY LLC | Sponsor, GP, manager of pooled investment vehicles |
| GEF UK GP HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| GEF US CSF II GP | Sponsor, GP, manager of pooled investment vehicles |
| GEF US CSF II PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| GEF WATER PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| SOUTH ASIA ADVISORS | Other investment adviser, including financial planners |
| SOUTH ASIA GROWTH III PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
| SOUTH ASIA GROWTH PARTNERS II | Sponsor, GP, manager of pooled investment vehicles |
| SOUTH ASIA GROWTH PARTNERS II SARL | Sponsor, GP, manager of pooled investment vehicles |
| SOUTH ASIA GROWTH PARTNERS III (DE GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUESOURCE CAPITAL FUND A, LLC | Private Equity Fund | $17.0M | $0.0M | 24 |
| BLUESOURCE CAPITAL FUND B-1, LLC | Private Equity Fund | $54.4M | $0.1M | 10 |
| GEF COMPOST GROUP, LLC | Private Equity Fund | $92.4M | $0.0M | 62 |
| GEF DIGITAL INFRASTRUCTURE PARTNERS, L.P. | Private Equity Fund | $6.2M | $0.1M | 4 |
| GEF ESDS PARTNERS, LLC | Private Equity Fund | $8.2M | $3.0M | 21 |
| GEF LATAM CLIMATE SOLUTIONS FUND III-A FEEDER, L.P. | Private Equity Fund | $35.0M | $20.0M | 1 |
| GEF LATAM CLIMATE SOLUTIONS FUND III-A, L.P. | Private Equity Fund | $61.0M | $0.1M | 3 |
| GEF LATAM CLIMATE SOLUTIONS FUND III-B, L.P. | Private Equity Fund | $82.8M | $0.0M | 12 |
| GEF LATAM CLIMATE SOLUTIONS FUND III-C, SCSP | Private Equity Fund | $56.7M | $0.0M | 3 |
| GEF LATAM CLIMATE SOLUTIONS FUNDO DE INVESTIMENTO EM PARTICIPACOES MULTIESTRATEGIA | Private Equity Fund | $235.5M | $0.0M | 38 |
| GEF LATIN AMERICA FUND II-C1, L.P. | Private Equity Fund | $51.4M | $5.0M | 8 |
| GEF LATIN AMERICA FUND II-C2, L.P. | Private Equity Fund | $42.0M | $5.0M | 8 |
| GEF LATIN AMERICA FUND II-ISS, L.P. | Private Equity Fund | $64.6M | $5.0M | 1 |
| GEF LATIN AMERICA FUND II-S, L.P. | Private Equity Fund | $4.2M | $0.0M | 11 |
| GEF UCO PARTNERS, LP | Private Equity Fund | $20.1M | $0.1M | 19 |
| GEF US CLIMATE SOLUTIONS FUND II, L.P. | Private Equity Fund | $319.5M | $0.0M | 82 |
| GEF US CLIMATE SOLUTIONS II FEEDER, L.P. | Private Equity Fund | $1.8M | $0.5M | 6 |
| GEF WATER FUND, LP | Private Equity Fund | $33.6M | $0.0M | 72 |
| SOUTH ASIA GROWTH FUND II SCSP | Private Equity Fund | $25.1M | $5.0M | 2 |
| SOUTH ASIA GROWTH FUND II, LP | Private Equity Fund | $165.3M | $2.2M | 21 |
| SOUTH ASIA GROWTH FUND III FEEDER, L.P. | Private Equity Fund | $50.3M | $50.0M | 1 |
| SOUTH ASIA GROWTH FUND III, LP | Private Equity Fund | $284.7M | $0.2M | 13 |
| SOUTH ASIA GROWTH FUND III, SCSP | Private Equity Fund | $40.6M | $0.4M | 1 |
| SOUTH ASIA GROWTH INVEST HOLDINGS, LP | Private Equity Fund | $19.6M | $1.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARKOFF, STUART, MICHAEL | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 01/2018 | 10-25% |
| RAMAKANT PAI, RAJESH | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 01/2018 | 10-25% |
| Prawda, Daniel | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 01/2018 | 10-25% |
| WADIH SOULIMAN, ANIBAL | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 01/2018 | 10-25% |
| Narayan, Sridhar | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 04/2018 | 10-25% |
| ALVIM, ALEXANDRE, OLIVEIRA | Individual | – | PARTNER AND MEMBER OF THE BOARD OF MANAGERS | 01/2018 | 10-25% |
| CANEPA GEF HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 05/2018 | 25-50% |
| RODRIGUEZ MAGDALENO, FRANCISCO, FELIX | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 05/2018 | < 5% |
| HEISENBERG GLOBAL PARTNERS, LLC | Domestic Entity | CANEPA GEF HOLDINGS, LLC | SHAREHOLDER | 11/2014 | > 75% |
| CANEPA GLOBAL MANAGERS, S.C.S. | Foreign Entity | HEISENBERG GLOBAL PARTNERS, LLC | SHAREHOLDER | 12/2017 | > 75% |
| CGM CAPITAL SPF S.� R.L. | Foreign Entity | CANEPA GLOBAL MANAGERS, S.C.S. | LIMITED PARTNER | 12/2022 | 50-75% |
| CTP HOLDINGS LTD | Foreign Entity | CGM CAPITAL SPF S.� R.L. | SHAREHOLDER | 07/2023 | > 75% |
| CGM PARTNERS S.� R.L. | Foreign Entity | CANEPA GLOBAL MANAGERS, S.C.S. | GENERAL PARTNER | 12/2017 | |
| RAICES INTERNATIONAL SPF S.� R.L. | Foreign Entity | CGM PARTNERS S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| BLTM CGM GP, LLC | Domestic Entity | CGM PARTNERS S.� R.L. | SHAREHOLDER | 12/2023 | 25-50% |
| ESBER, ELIAS, (NMN) | Individual | CGM PARTNERS S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| RODRIGUEZ MAGDALENO, FRANCISCO, FELIX | Individual | RAICES INTERNATIONAL SPF S.� R.L. | SHAREHOLDER | 08/2013 | > 75% |
| ESTEGHAMAT, KIAN, (NMN) | Individual | BLTM CGM GP, LLC | SHAREHOLDER | 07/2023 | > 75% |
| LAFRANKIE, ALEXANDRA, CECILIA | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |