Hedge Fund Database

APPLIED CAPITAL LLC

Adviser information for APPLIED CAPITAL LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,255 $286.6M
Non-Discretionary 0 $0
Total 2,255 $286.6M

Clients

Type Number RAUM
Individuals 647 $141.2M
HNW Individuals 74 $145.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-115146
SEC ERA File Number 801-115146
SEC CIK Numbers 1862965
SEC CRD Numbers 166175
Legal Entity Identifier None

Principal Office

415 N. MCKINLEY STREET
SUITE 1045
LITTLE ROCK
AR
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (501) 500-0890, Fax: None

Websites

www.facebook.com/appliedcapital/ www.linkedin.com/company/2935176/ www.appliedcaptal.com

Chief Compliance Officer

CHRIS WILLIAMS
415 N. MCKINLEY STREET
SUITE 1045
LITTLE ROCK
AR
United States
Tel: 501-500-0897
(Full email address available in API data)

Regulatory Contact

BRAD RAINES
PRINCIPAL FINANCIAL ADVISOR
415 N. MCKINLEY STREET
SUITE 1045
LITTLE ROCK
AR
United States
Tel: (501) 500-0890
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Raines, Bradley, W. Individual – PRINCIPAL FINANCIAL ADVISOR 11/2012 > 75%
WILLIAMS, CHRISTOPHER, W. Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 6/24/20197 on 6/25/20198 on 3/18/20208 on 5/12/20208 on 6/26/20209 on 3/26/20219 on 10/25/20219 on 10/25/20219 on 12/6/20219 on 3/21/202210 on 11/23/202210 on 2/8/202310 on 2/16/202310 on 2/13/2024

RAUM, Historic

400M200M02019202020212022202320242025125000000 on 6/24/2019125000000 on 6/25/2019192406240 on 3/18/2020192406240 on 5/12/2020192406240 on 6/26/2020269998347 on 3/26/2021269998347 on 10/25/2021269998347 on 10/25/2021269998347 on 12/6/2021380794018 on 3/21/2022235025280 on 11/23/2022233797486 on 2/8/2023233797486 on 2/16/2023286602838 on 2/13/2024

No. Clients, Historic

90045002019202020212022202320242025440 on 6/24/2019440 on 6/25/2019599 on 3/18/2020599 on 5/12/2020599 on 6/26/2020713 on 3/26/2021713 on 10/25/2021713 on 10/25/2021713 on 12/6/2021808 on 3/21/2022721 on 11/23/2022689 on 2/8/2023689 on 2/16/2023721 on 2/13/2024

Holdings

From latest 13F, filed April 23rd, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
DIMENSIONAL ETF TRUST INTL CORE EQUITY 10M 389K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 3M 123K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 2M 83K –
VANGUARD INDEX FDS S&P 500 ETF SHS 22M 46K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 268K –
VANGUARD INDEX FDS EXTEND MKT ETF 10M 57K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 5M 125K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 4M 102K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 8M 268K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 1M 66K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 37M 1M –
DIMENSIONAL ETF TRUST GLOBAL CORE PLUS 985K 18K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 1M 57K –
DIMENSIONAL ETF TRUST EMERGING MKTS HI 2M 64K –
VANGUARD INDEX FDS TOTAL STK MKT 14M 52K –
VANGUARD STAR FDS VG TL INTL STK F 7M 124K –
VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 4M 59K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 4M 54K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1M 28K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 1M 27K –
ISHARES TR BLACKROCK ULTRA 257K 5K –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 990K 20K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 1M 17K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 302K 3K –
VANGUARD INDEX FDS VALUE ETF 372K 2K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 70K –
MICROSOFT CORP COM 546K 1K –
MCDONALDS CORP COM 212K 752 –
DIMENSIONAL ETF TRUST US EQUITY ETF 1M 24K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 1M 33K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 47K –
DIMENSIONAL ETF TRUST SHORT DURATION F 2M 34K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 1M 38K –
DIMENSIONAL ETF TRUST INFLATION PROTE 610K 15K –
VERIZON COMMUNICATIONS INC COM 204K 5K –
META PLATFORMS INC CL A 265K 546 –
APPLE INC COM 258K 2K –
AMERICAN ONCOLOGY NETWORK IN CL A COM 206K 37K –
SPDR S&P 500 ETF TR TR UNIT 384K 735 –