ADIRONDACK CAPITAL ADVISORS, LLC
Adviser information for ADIRONDACK CAPITAL ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 978 | $285.3M |
| Non-Discretionary | 0 | $0 |
| Total | 978 | $285.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 276 | $87.4M |
| HNW Individuals | 93 | $155.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $39.5M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $891,900 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)ADVISORY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTHIRD PARTY ADVISER FEES |
Identifiers
| SEC RIA File Number | 801-115148 |
|---|---|
| SEC ERA File Number | 801-115148 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133305 |
| Legal Entity Identifier | None |
Principal Office
528 PLUM STREETSUITE 200
SYRACUSE
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 315-434-5597, Fax: 315-434-5598
Chief Compliance Officer
PATRICK J. DOOLEY CPA, PFS
CHIEF EXECUTIVE OFFICER
528 PLUM STREET
SUITE 200
SYRACUSE
NY
United States
Tel:
315-434-5597
Fax:
315-434-5598
P******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERG, CHRISTOPHER, WILLIAM | Individual | – | MANAGING MEMBER | 03/2020 | 25-50% |
| DOOLEY, PATRICK, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 02/2020 | 50-75% |