WINEBRENNER CAPITAL MANAGEMENT LLC
Adviser information for WINEBRENNER CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,002 | $220.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,002 | $220.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 316 | $86.6M |
| HNW Individuals | 75 | $57.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $67.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $118,937 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $880,530 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $7.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-115158 |
|---|---|
| SEC ERA File Number | 801-115158 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154708 |
| Legal Entity Identifier | None |
Principal Office
10602 TIMBERWOOD CIRCLESUITE 13
LOUISVILLE
KY
United States
Monday - Friday, 8 AM - 5 PM
Tel: 502-671-0015, Fax: 502-671-5277
Chief Compliance Officer
KRISTA C. THOMPSON
10602 TIMBERWOOD CIRCLE
SUITE 13
LOUISVILLE
KY
United States
Tel:
(502) 671-0015
Fax:
(502) 671-5277
K*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WINEBRENNER INCOME FUND, L.P. | Hedge Fund | $16.7M | $0.3M | 37 |
| WINEBRENNER OPPORTUNITY ZONE FUND, LP | Hedge Fund | $23.1M | $0.1M | 79 |
| WINEBRENNER REAL ESTATE FUND, LP | Hedge Fund | $12.8M | $0.1M | 70 |
| WINEBRENNER TOTAL RETURN FUND, L.P. | Hedge Fund | $15.0M | $0.3M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINEBRENNER, EARL, GEORGE | Individual | – | MANAGING MEMBER | 07/2010 | > 75% |
| THOMPSON, KRISTA, CATHERINE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| ELLIS, REBEKAH, JOAN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |