SHAREBUILDER 401K
SHAREBUILDER ADVISORS, LLC Legal Name
Adviser information for SHAREBUILDER 401K last updated from Form ADV on November 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5,500 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6500 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-115195 |
|---|---|
| SEC ERA File Number | 801-115195 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300537 |
| Legal Entity Identifier | 364917989 |
Principal Office
801 SECOND AVESUITE 1400
SEATTLE
WA
United States
Monday - Friday, 6 AM - 5 PM PACIFIC
Tel: 425-213-9035, Fax: None
Chief Compliance Officer
STUART ROBERTSON
CEO
801 SECOND AVE
SUITE 1400
SEATTLE
WA
United States
Tel:
4252139035
S******@*********M
(Full email address available in API data)
Regulatory Contact
SARA ANDRES
3761 W BEARTOOTH LOOP
SPEARFISH
SD
United States
Tel:
4024273790
S*************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTSON, STUART, REMLEY | Individual | – | CEO & CCO | 12/2018 | < 5% |
| SHAREBUILDER INC | Domestic Entity | – | PARENT COMPANY | 12/2018 | > 75% |
| ROBERTSON, STUART, REMLEY | Individual | SHAREBUILDER INC | CEO | 11/2018 | 25-50% |