D.H. HILL ADVISORS, INC.
Adviser information for D.H. HILL ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 21 |
---|---|
Investment Advisory/Research | 17 |
Registered Broker-Dealer Representatives | 18 |
Registered State Investment Advisers | 17 |
Licensed Agents of an Insurance Company | 17 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 780 | $169.3M |
Non-Discretionary | 57 | $4.2M |
Total | 837 | $173.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 520 | $59.9M |
HNW Individuals | 71 | $96.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 17 | $17.5M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF ASSETS FROM THIRD PARTY INVESTMENT ADVISERS |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 3.2M |
Portfolio Manager to Program | Sponsor |
---|---|
D.H. HILL SELECT WRAP PROGRAM | D.H. HILL ADVISORS, INC. |
Identifiers
SEC RIA File Number | 801-115203 |
---|---|
SEC ERA File Number | 801-115203 |
SEC CIK Numbers | None |
SEC CRD Numbers | 116324 |
Legal Entity Identifier | None |
Principal Office
1543 GREEN OAK PLACESUITE 100
KINGWOOD
TX
United States
Monday - Friday, 8AM / 5PM
Tel: 832-644-1852, Fax: 866-559-7977
Websites
Chief Compliance Officer
DAN HILL
CHIEF COMPLIANCE OFFICER
1543 GREEN OAK PLACE
SUITE 100
KINGWOOD
TX
United States
Tel:
832-644-1852
Fax:
866-559-7977
D****@*********M
(Full email address available in API data)
Regulatory Contact
STACY BROADSTONE
DIRECTOR OF RISK MANAGEMENT
1543 GREEN OAK PLACE
SUITE 100
KINGWOOD
TX
United States
Tel:
832-644-1852
Fax:
866-559-7977
S**********@*********M
(Full email address available in API data)
Industry Affiliates
D.H. HILL INSURANCE SERVICES, LLC | Insurance company or agency |
D.H. HILL SECURITIES, LLLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
DAN H. HILL | Real estate broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HILL, DANNY, HAROLD | Individual | – | CEO/ CCO/ TREASURER | 06/1998 | > 75% |
BRICKHOUSE, JOHN, CHARLES | Individual | – | PRESIDENT/ CIO | 10/2016 | < 5% |