SAND GROVE CAPITAL MANAGEMENT
SAND GROVE CAPITAL MANAGEMENT (DELAWARE) LP Legal Name
Adviser information for SAND GROVE CAPITAL MANAGEMENT last updated from Form ADV on October 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 11 | $3.0B |
| Total | 11 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 62 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesINVESTMENT SERVICES AGREEMENT WITH AN AFFILIATED ENTITY |
Identifiers
| SEC RIA File Number | 801-115225 |
|---|---|
| SEC ERA File Number | 801-115225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300997 |
| Legal Entity Identifier | None |
Principal Office
1330 AVENUE OF THE AMERICASSUITE 23A
NEW YORK
NY
United States
Monday - Friday, 7AM-5PM
Tel: 646-751-8318, Fax: None
Websites
Chief Compliance Officer
MAGGIE KADZIOLKA
PARTNER
1330 AVENUE OF THE AMERICAS
SUITE 23A
NEW YORK
NY
United States
Tel:
646-741-8739
M***************@*******************M
(Full email address available in API data)
Regulatory Contact
JONATHAN GROOM
COO
1 GREAT CUMBERLAND PLACE
LONDON
United Kingdom
Tel:
44 203 770 8613
J*************@*******************M
(Full email address available in API data)
Industry Affiliates
| SAND GROVE CAPITAL MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SAND GROVE OPPORTUNITIES FUND GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAND GROVE (CAYMAN) L.P. | Foreign Entity | SAND GROVE CAPITAL INTERMEDIATE LTD | SHAREHOLDER | 12/2014 | > 75% |
| SAND GROVE CAPITAL MANAGEMENT (DELAWARE) LLC | Domestic Entity | – | GENERAL PARTNER | 09/2018 | > 75% |
| Kadziolka, Magdalena (Maggie), Maria | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 01/2019 | < 5% |
| SAND GROVE CAPITAL INTERMEDIATE LTD | Foreign Entity | SAND GROVE CAPITAL MANAGEMENT (DELAWARE) LLC | MEMBER AND MANAGER | 09/2018 | |
| SAND GROVE (CAYMAN) GP LTD. | Foreign Entity | SAND GROVE (CAYMAN) L.P. | GENERAL PARTNER | 12/2014 | |
| Davies, Simon, Alfred Noel | Individual | SAND GROVE (CAYMAN) L.P. | SHAREHOLDER | 12/2014 | 50-75% |
| Davies, Simon, Alfred Noel | Individual | SAND GROVE (CAYMAN) GP LTD. | SHAREHOLDER | 12/2014 | > 75% |