FLOWSTONE PARTNERS, LLC
Adviser information for FLOWSTONE PARTNERS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $710.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $710.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $710.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-115230 |
|---|---|
| SEC ERA File Number | 801-115230 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301768 |
| Legal Entity Identifier | None |
Principal Office
55 NOD ROAD, SUITE 120AVON
CT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 312-429-2419, Fax: None
Chief Compliance Officer
STACEY GILLESPIE
140 E 45TH STREET, 29TH FLOOR
2 GRAND CENTRAL TOWER
NEW YORK
NY
United States
Tel:
6103315408
S***************@************M
(Full email address available in API data)
Regulatory Contact
SCOTT CONNERS
PRESIDENT
55 NOD RD., SUITE 120
AVON
CT
United States
Tel:
3124292419
S*******@********************M
(Full email address available in API data)
Industry Affiliates
| CRESSET ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| CRESSET PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRUE CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Conners, Scott, Peter | Individual | – | PRESIDENT; MANAGER BOARD MEMBER | 03/2019 | < 5% |
| CRESSET CAPITAL MANAGEMENT, LLC | Domestic Entity | FLOWSTONE INVESTORS, LLC | MANAGING MEMBER/HOLDING COMPANY | 01/2023 | > 75% |
| STEIN, AVY, HOWARD | Individual | CRESSET MANAGER, LLC | ELECTED MANAGER | 01/2017 | 25-50% |
| EDB TELECOM TRUST UAD 2/3/2016 (ERIC BECKER, GRANTOR) | Domestic Entity | LOGGERHEAD INVESTMENT THREE LLC | MEMBER | 09/2018 | 50-75% |
| BECKER, ERIC, DAVID | Individual | CRESSET MANAGER, LLC | ELECTED MANAGER | 01/2017 | |
| Schmitt Hellauer, Marianne, Jeannette | Individual | EDB TELECOM TRUST UAD 2/3/2016 (ERIC BECKER, GRANTOR) | TRUSTEE | 02/2016 | |
| LOGGERHEAD INVESTMENT THREE LLC | Domestic Entity | CRESSET MANAGER, LLC | MANAGER | 01/2020 | 25-50% |
| DLB TELECOM TRUST UAD 2/3/2016 (DOUG BECKER, GRANTOR) | Domestic Entity | LOGGERHEAD INVESTMENT THREE LLC | MANAGER | 09/2018 | 50-75% |
| Schmitt Hellauer, Marianne, Jeannette | Individual | DLB TELECOM TRUST UAD 2/3/2016 (DOUG BECKER, GRANTOR) | TRUSTEE | 02/2016 | |
| FLOWSTONE INVESTORS, LLC | Domestic Entity | – | MANAGING MEMBER/HOLDING COMPANY | 03/2019 | > 75% |
| STEIN, AVY, HOWARD | Individual | – | MANAGER BOARD MEMBER | 03/2019 | < 5% |
| BECKER, ERIC, DAVID | Individual | – | MANAGER BOARD MEMBER | 03/2019 | < 5% |
| CRESSET MANAGER, LLC | Domestic Entity | CRESSET CAPITAL MANAGEMENT, LLC | MANAGINGMEMBER/HOLDINGCOMPANY | 03/2018 | 50-75% |
| GILLESPIE, STACEY, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |