OPTIVISE ADVISORY SERVICES LLC
Adviser information for OPTIVISE ADVISORY SERVICES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 23 |
| Licensed Agents of an Insurance Company | 22 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,574 | $248.1M |
| Non-Discretionary | 37 | $6.4M |
| Total | 1,611 | $254.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 896 | $188.7M |
| HNW Individuals | 55 | $65.8M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesSHARE IN FEE PAID TO SUB-ADVISOR, BACK OFFICE CLERICAL AND ADMIN |
Identifiers
| SEC RIA File Number | 801-115232 |
|---|---|
| SEC ERA File Number | 801-115232 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301764 |
| Legal Entity Identifier | None |
Principal Office
109 HOLIDAY CTSUITE A6
FRANKLIN
TN
United States
Monday - Friday, 0800-1700
Tel: 855-378-1806, Fax: 615-777-3357
Chief Compliance Officer
MICHAEL WALLIN
MANAGING MEMBER
109 HOLIDAY COURT
SUITE A6
FRANKLIN
TN
United States
Tel:
615-850-6710
Fax:
615-777-3357
M******@**************M
(Full email address available in API data)
Regulatory Contact
KYLE DAVIS
COMPLIANCE OPERATIONS
680 FOX HOUND DRIVE
CLARKSVILLE
TN
United States
Tel:
615-469-0329
Fax:
615-777-3353
K*****@*************M
(Full email address available in API data)
Industry Affiliates
| ADVISORWORX LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLIN, MICHAEL, RAY | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 02/2019 | 25-50% |
| COLQUETTE, CORY, SHANE | Individual | – | MEMBER | 02/2020 | 10-25% |
| HARGIS, ALLEN, PARNELL | Individual | – | MEMBER | 05/2019 | 25-50% |