NORTH SQUARE INVESTMENTS, LLC
Adviser information for NORTH SQUARE INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 12 | $1.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-115238 |
|---|---|
| SEC ERA File Number | 801-115238 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294355 |
| Legal Entity Identifier | None |
Principal Office
200 WEST MADISON STSUITE 2610
CHICAGO
IL
United States
Monday - Friday, 8AM - 5PM
Tel: 312-857-2160, Fax: None
Chief Compliance Officer
ULF SKREPPEN
CHIEF OPERATING OFFICER
200 WEST MADISON ST
SUITE 2610
CHICAGO
IL
United States
Tel:
412-607-8852
U********@********************M
(Full email address available in API data)
Regulatory Contact
ALAN MOLOTSKY
GENERAL COUNSEL, SENIOR MANAGING DIRECTOR
200 WEST MADISON ST
SUITE 2610
CHICAGO
IL
United States
Tel:
312-857-7038
A********@********************M
(Full email address available in API data)
Industry Affiliates
| ABEL NOSER, LLC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CS MCKEE | Other investment adviser, including financial planners |
| ESTANCIA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ESTANCIA GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| ESTANCIA GP III, L.P | Sponsor, GP, manager of pooled investment vehicles |
| ESTANCIA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GENEVA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| NSI RETAIL ADVISORS, LLC | Other investment adviser, including financial planners |
| PMA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| PMA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SAPIENCE INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SNOWDEN ACCOUNT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SNOWDEN CAPITAL ADVISORS LLC | Other investment adviser, including financial planners |
| SNOWDEN INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOLOTSKY, ALAN, EUGENE | Individual | – | GENERAL COUNSEL | 07/2018 | < 5% |
| NSI HOLDCO, LLC | Domestic Entity | – | SOLE MEMBER | 04/2018 | > 75% |
| MORIUCHI, TAKASHI, BAYARD | Individual | ESTANCIA UGP II, LLC | MANAGING DIRECTOR | 04/2018 | |
| ESTANCIA CAPITAL PARTNERS FUND II, L.P. | Domestic Entity | NSI HOLDCO, LLC | MEMBER OF NSI HOLDCO, LLC | 04/2018 | 50-75% |
| MENDEZ, MICHAEL, CASARES | Individual | ESTANCIA UGP II, LLC | MANAGING DIRECTOR | 01/2018 | |
| KANG, DANNY, ALLAN | Individual | ESTANCIA UGP II, LLC | MANAGING DIRECTOR | 01/2018 | |
| ESTANCIA GP II, L.P. | Domestic Entity | ESTANCIA CAPITAL PARTNERS FUND II, L.P. | GENERAL PARTNER | 01/2018 | > 75% |
| ESTANCIA MANAGING DIRECTORS, LLC | Domestic Entity | ESTANCIA GP II, L.P. | LIMITED PARTNER | 01/2018 | > 75% |
| ESTANCIA UGP II, LLC | Domestic Entity | ESTANCIA GP II, L.P. | GENERAL PARTNER | 01/2018 | |
| GOODWIN, MARK, DAVID | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| MORIUCHI, TAKASHI, BAYARD | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| JEFFRIES, DARRIN, CHARLES | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| GAFFNEY, BRIAN, JOSEPH | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| AMBOIAN, JOHN, PETER | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| CUMMINS, NEIL, ANTHONY | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| KURTTILA, DANA, ALAN | Individual | NSI HOLDCO, LLC | ELECTED MANAGER OF SOLE MEMBER | 08/2018 | |
| GOODWIN, MARK, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2018 | < 5% |
| CALLAHAN, PHILIP, JAMES | Individual | – | HEAD OF DISTRIBUTION | 07/2018 | < 5% |
| SKREPPEN, ULF, ARTHUR | Individual | – | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| COX, BRADLEY, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |