CXI ADVISORS, LLC
Adviser information for CXI ADVISORS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-115248 |
|---|---|
| SEC ERA File Number | 801-115248 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301321 |
| Legal Entity Identifier | None |
Principal Office
200 EAST 7TH STREETAUBURN
IN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 260-333-5123, Fax: 214-696-8885
Websites
Chief Compliance Officer
KYLE OSTING
200 EAST 7TH STREET
AUBURN
IN
United States
Tel:
260-927-1830
Fax:
260-927-1865
K**********@****************M
(Full email address available in API data)
Regulatory Contact
STACY HEFTY
PRESIDENT
200 EAST 7TH STREET
AUBURN
IN
United States
Tel:
260-927-1830
Industry Affiliates
| CX INSTITUTIONAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CX INSTITUTIONAL, LLC | Domestic Entity | – | OWNER | 03/2019 | > 75% |
| HEFTY WEALTH PARTNERS | Domestic Entity | CX INSTITUTIONAL, LLC | MANAGING MEMBER | 04/2018 | 50-75% |
| OAK POINT FINANCIAL GROUP | Domestic Entity | CX INSTITUTIONAL, LLC | MEMBER | 04/2018 | 25-50% |
| CPF TEXAS | Domestic Entity | CX INSTITUTIONAL, LLC | MEMBER | 10/2018 | 25-50% |
| KEHOE, THOMAS, DENNIS | Individual | OAK POINT FINANCIAL GROUP | DIRECTOR | 02/2018 | 25-50% |
| DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | Domestic Entity | HEFTY WEALTH PARTNERS | MEMBER | 03/2018 | 25-50% |
| STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | Domestic Entity | HEFTY WEALTH PARTNERS | MEMBER | 04/2018 | 25-50% |
| HEFTY, DAVID, WAYNE | Individual | DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | TRUSTEE | 12/2011 | |
| HEFTY, STACY, ELAINE | Individual | STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | TRUSTEE | 12/2011 | |
| Osting, Kyle, Brandon | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |