Hedge Fund Database

HILLTOP WEALTH SOLUTIONS

HILLTOP PARTNERS LLC Legal Name

Adviser information for HILLTOP WEALTH SOLUTIONS last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,298 $387.2M
Non-Discretionary 197 $20.0M
Total 2,495 $407.1M

Clients

Type Number RAUM
Individuals 671 $195.0M
HNW Individuals 119 $207.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $354,940
Charitable organizations 5 $2.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Registered representative of a broker-dealer

Identifiers

SEC RIA File Number 801-115255
SEC ERA File Number 801-115255
SEC CIK Numbers 1957867
SEC CRD Numbers 290981
Legal Entity Identifier None

Principal Office

527 PARK PLACE
SUITE 100
MISHAWAKA
IN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 574-889-7526, Fax: None

Websites

www.linkedin.com www.facebook.com www.hilltopwealthsolutions.com

Chief Compliance Officer

ERIK BRENNER
MANAGING MEMBER & CCO
527 PARK PLACE
SUITE 100
MISHAWAKA
IN
United States
Tel: 574-889-7526
(Full email address available in API data)

Regulatory Contact

GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel: 18157821250
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOLEY, ELIZABETH, ANN Individual – MANAGING MEMBER 09/2018 < 5%
BRENNER, ERIK, WILLIAM Individual – MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 01/2018 > 75%
DAVIS, WILLIAM, LEE Individual – MANAGING MEMBER 09/2018 < 5%
MERCHANT WEALTH PARTNERS, LLC Domestic Entity – MANAGING MEMBER 12/2022 10-25%

No. Employees, Historic

2010020192020202120222023202420259 on 4/9/20199 on 1/22/20209 on 1/22/202010 on 3/23/202010 on 6/26/202010 on 1/6/202110 on 1/11/202110 on 1/18/202113 on 3/18/202113 on 6/23/202113 on 8/25/202113 on 9/22/202112 on 3/23/202212 on 5/12/202212 on 7/1/202212 on 7/8/202212 on 7/25/202212 on 10/12/202212 on 11/18/202212 on 11/30/202210 on 2/20/202310 on 3/28/202310 on 7/21/202310 on 11/2/202310 on 1/5/202410 on 2/28/2024

RAUM, Historic

500M250M02019202020212022202320242025203566222 on 4/9/2019203566222 on 1/22/2020203566222 on 1/22/2020271485176 on 3/23/2020271485176 on 6/26/2020271485176 on 1/6/2021271485176 on 1/11/2021271485176 on 1/18/2021302045879 on 3/18/2021302045879 on 6/23/2021302045879 on 8/25/2021302045879 on 9/22/2021343616229 on 3/23/2022343616229 on 5/12/2022343616229 on 7/1/2022343616229 on 7/8/2022343616229 on 7/25/2022343616229 on 10/12/2022343616229 on 11/18/2022343616229 on 11/30/2022317321839 on 2/20/2023317321839 on 3/28/2023317321839 on 7/21/2023317321839 on 11/2/2023317321839 on 1/5/2024407132602 on 2/28/2024

No. Clients, Historic

80040002019202020212022202320242025639 on 4/9/2019639 on 1/22/2020639 on 1/22/2020634 on 3/23/2020634 on 6/26/2020634 on 1/6/2021634 on 1/11/2021634 on 1/18/2021678 on 3/18/2021678 on 6/23/2021678 on 8/25/2021678 on 9/22/2021728 on 3/23/2022728 on 5/12/2022728 on 7/1/2022728 on 7/8/2022728 on 7/25/2022728 on 10/12/2022728 on 11/18/2022728 on 11/30/2022759 on 2/20/2023759 on 3/28/2023759 on 7/21/2023759 on 11/2/2023759 on 1/5/2024799 on 2/28/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM COM 328K 3K –
ABBVIE INC COM COM 662K 4K –
ACCENTURE PLC IRELAND SHS CLASS A SHS CL A 228K 752 –
ALPHABET INC CAP STK CL A CAP STK CL A 2M 9K –
AMAZON COM INC COM COM 2M 11K –
AMERIPRISE FINL INC COM COM 1M 3K –
AMPHENOL CORP NEW CL A CL A 892K 13K –
APPLE INC COM COM 7M 31K –
ARISTA NETWORKS INC COM COM 279K 795 –
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 794K 2K –
BROADCOM INC COM COM 2M 1K –
CAPITAL ONE FINL CORP COM COM 226K 2K –
CATERPILLAR INC COM COM 202K 605 –
CHEVRON CORP NEW COM COM 814K 5K –
CISCO SYS INC COM COM 1M 21K –
COCA COLA CO COM COM 913K 14K –
DISNEY WALT CO COM COM 916K 9K –
EATON CORP PLC SHS SHS 393K 1K –
EDISON INTL COM COM 272K 4K –
ELEVANCE HEALTH INC COM COM 486K 896 –
ELI LILLY & CO COM COM 1M 1K –
ENERGY SELECT SECTOR SPDR FUND ENERGY 275K 3K –
ENZOLYTICS INC COM COM 4K 2M –
EOG RES INC COM COM 874K 7K –
EXXON MOBIL CORP COM COM 3M 25K –
FORD MTR CO DEL COM COM 245K 20K –
HOME DEPOT INC COM COM 730K 2K –
HONEYWELL INTL INC COM COM 991K 5K –
INVESCO PREFERRED ETF PFD ETF 167K 14K –
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF S&P500 EQL TEC 763K 21K –
INVESCO S&P 500 REVENUE ETF S&P 500 REVENUE 258K 3K –
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ISHS 5-10YR INVT 560K 11K –
ISHARES BIOTECHNOLOGY ETF ISHARES BIOTECH 235K 2K –
ISHARES CONVERTIBLE BOND ETF CONV BD ETF 7M 86K –
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF CORE MSCI TOTAL 1M 18K –
ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 5M 82K –
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 550K 5K –
ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 2M 16K –
ISHARES ESG AWARE MSCI EAFE ETF ESG AW MSCI EAFE 267K 3K –
ISHARES ESG AWARE US AGGREGATE BOND ETF ESG AWR US AGRGT' 350K 8K –
ISHARES MSCI EAFE MIN VOL FACTOR ETF MSCI EAFE MIN VL 601K 9K –
ISHARES MSCI GERMANY ETF MSCI GERMANY ETF 254K 8K –
ISHARES MSCI GLOBAL MIN VOL FACTOR ETF MSCI GBL MIN VOL 367K 4K –
ISHARES MSCI ITALY ETF MSCI ITALY ETF 292K 8K –
ISHARES MSCI KLD 400 SOCIAL ETF MSCI KLD400 SOC 387K 4K –
ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 2M 25K –
ISHARES RUSSELL MIDCAP ETF RUS MID CAP ETF 204K 3K –
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF SHRT NAT MUN ETF 1M 10K –
ISHARES U.S. TECHNOLOGY ETF U.S. TECH ETF 607K 4K –
ISHARES US & INTL HIGH YIELD CORP BOND ETF US INTL HGH YLD 7M 155K –
JABIL INC COM COM 394K 4K –
JOHNSON & JOHNSON COM COM 2M 11K –
JPMORGAN CHASE & CO. COM COM 1M 6K –
LENNAR CORP CL A CL A 760K 5K –
LOWES COS INC COM COM 267K 1K –
MASTERCARD INCORPORATED CL A CL A 2M 4K –
MCDONALDS CORP COM COM 476K 2K –
MERCK & CO INC COM COM 1M 12K –
META PLATFORMS INC CL A CL A 2M 3K –
MICROSOFT CORP COM COM 3M 7K –
NETFLIX INC COM COM 373K 553 –
NVIDIA CORPORATION COM COM 1M 12K –
PROCTER AND GAMBLE CO COM COM 2M 10K –
PROSHARES ULTRA QQQ PSHS ULTRA QQQ 233K 2K –
SAIA INC COM COM 507K 1K –
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF SCHWAB FDT US SC 6M 110K –
SCHWAB INTERMEDIATE-TERM US TREASURY ETF INTRM TRM TRES 4M 79K –
SCHWAB U.S. MID-CAP ETF US MID-CAP ETF 911K 12K –
SCHWAB U.S. SMALL-CAP ETF US SML CAP ETF 954K 20K –
SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 7M 164K –
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF NUVEEN BLOOMBERG 287K 11K –
SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 1M 38K –
SPDR PORTFOLIO HIGH YIELD BOND ETF PORTFLI HIGH YLD 15M 660K –
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 2M 51K –
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF PORTFLI INTRMDIT 768K 27K –
SPDR PORTFOLIO S&P 500 GROWTH ETF PRTFLO S&P500 GW 19M 237K –
SPDR S&P 500 ETF TRUST TR UNIT 644K 1K –
STRYKER CORPORATION COM COM 224K 659 –
TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 231K 1K –
TESLA INC COM COM 1M 7K –
TJX COS INC NEW COM COM 914K 8K –
UNITED PARCEL SERVICE INC CL B CL B 816K 6K –
UNITEDHEALTH GROUP INC COM COM 2M 3K –
VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF EM MK GOV BD ETF 7M 107K –
VANGUARD MORTGAGE-BACKED SECURITIES ETF MORTG-BACK SEC 3M 72K –
VANGUARD RUSSELL 1000 ETF VNG RUS1000IDX 73M 295K –
VANGUARD S&P 500 ETF S&P 500 ETF SHS 285K 570 –
VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 821K 11K –
VANGUARD TAX-EXEMPT BOND ETF TAX EXEMPT BD 2M 37K –
VANGUARD TOTAL INTERNATIONAL BOND ETF INTL BD IDX ETF 288K 6K –
VANGUARD VALUE ETF VALUE ETF 15M 94K –
VERIZON COMMUNICATIONS INC COM COM 223K 5K –
VISA INC COM CL A COM CL A 1M 6K –
WISDOMTREE INTERNATIONAL HIGH DIVIDEND FUND ITL HIGH DIV FD 578K 15K –
WISDOMTREE U.S. LARGECAP DIVIDEND FUND US LARGECAP DIVD 777K 11K –
WISDOMTREE U.S. SMALLCAP DIVIDEND FUND US SMALLCAP DIVD 338K 11K –
WP CAREY INC COM COM 1M 27K –
XTRACKERS MSCI EAFE HEDGED EQUITY ETF XTRACK MSCI EAFE 27M 641K –