Hedge Fund Database

OPTIMA ASSET MANAGEMENT LLC

Adviser information for OPTIMA ASSET MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $487.7M
Non-Discretionary 11 $325.1M
Total 30 $812.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 5 $159.7M
Banking or thrift institutions 0 $0
Investment companies 1 $20.0M
Business development companies 0 $0
Pooled investment vehicles 20 $568.0M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $10.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $54.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 46

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-115262
SEC ERA File Number 801-115262
SEC CIK Numbers None
SEC CRD Numbers 299826
Legal Entity Identifier None

Principal Office

10 EAST 53RD STREET
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-484-3000, Fax: 212-484-3001

Websites

www.optima.com

Chief Compliance Officer

RAGNAR GEARHART
10 EAST 53RD STREET
32ND FLOOR
NEW YORK
NY
United States
Tel: 212-484-3080
Fax: 212-484-5580
(Full email address available in API data)

Regulatory Contact

GEOFFREY LEWIS
CHIEF FINANCIAL OFFICER
10 EAST 53RD STREET
32ND FLOOR
NEW YORK
NY
United States
Tel: 212-484-3040
(Full email address available in API data)

Industry Affiliates

FFT WEALTH MANAGEMENT Other investment adviser, including financial planners
LGL PARTNERS, LLC Other investment adviser, including financial planners
OPTIMA MANAGERS GP MM LLC Sponsor, GP, manager of pooled investment vehicles
OPTIMA MANAGERS LLC Sponsor, GP, manager of pooled investment vehicles
STANHOPE CAPITAL, LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
OPTIMA FUND SPECIAL INVESTMENTS LLC Hedge Fund $8.3M $0.0M 58
OPTIMA HEALTHCARE AND BIOTECH FUND LIMITED Hedge Fund $12.1M $0.5M 17
OPTIMA HEALTHCARE AND BIOTECH FUND LLC Hedge Fund $56.3M $0.5M 89
OPTIMA LLOYD GEORGE ASIA FUND Hedge Fund $14.3M $0.0M 13
OPTIMA MASTERS FUND LIMITED Hedge Fund $8.7M $0.3M 10
OPTIMA MASTERS FUND LLC Hedge Fund $39.6M $0.3M 68
OPTIMA PARTNERS FOCUS SPECIAL INVESTMENTS LLC Hedge Fund $22.0M $0.0M 78
OPTIMA STAR LONG FUND LONG-ONLY EQUITIES $34.8M $0.0M 26
THE BLUE CHIP OPPORTUNITY FUND LLC LONG-ONLY EQUITIES $33.3M $0.3M 24
THE OPTIMA GLOBAL TRADING FUND LIMITED Hedge Fund $115.9M $0.3M 23
THE OPTIMA FUND LIMITED Hedge Fund $16.0M $0.3M 8
THE OPTIMA FUND LP Hedge Fund $74.7M $0.3M 56
THE OPTIMA GLOBAL TRADING FUND LLC Hedge Fund $204.6M $0.3M 99
THE OPTIMA PARTNERS FOCUS FUND CLASS A Hedge Fund $4.2M $0.3M 7
THE OPTIMA PARTNERS FOCUS FUND LLC Hedge Fund $17.0M $0.3M 27
THE OPTIMA PARTNERS GLOBAL FUND Hedge Fund $2.1M $0.3M 8
THE OPTIMA PARTNERS GLOBAL FUND LLC Hedge Fund $16.6M $0.3M 89

Control Persons

Name Type Entity Title Since Ownership
FWM HOLDINGS, INC Domestic Entity – MANAGING MEMBER 11/2018 > 75%
LEWIS, GEOFFREY, MANFRED Individual – CHIEF FINANCIAL OFFICER 07/2019 < 5%
STANHOPE CAPITAL (SWITZERLAND) SA Foreign Entity FWM HOLDINGS, INC MEMBER 02/2021 > 75%
STANHOPE CAPITAL GROUP SA Foreign Entity STANHOPE CAPITAL (SWITZERLAND) SA SHAREHOLDER 02/2021 > 75%
PINTO, DANIEL, EMILE Individual STANHOPE CAPITAL GROUP SA CONTROLLER 04/2018 50-75%
GEARHART, WILLIAM, RAGNAR Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
ORTIZ, PETER, MARC Individual – CHIEF OPERATING OFFICER 07/2023 < 5%
BLOOMFIELD, KEITH, MITCHELL Individual – CHIEF EXECUTIVE OFFICER 10/2019 < 5%

No. Employees, Historic

3015020192020202120222023202420252 on 4/10/201925 on 7/10/201925 on 9/23/201921 on 3/26/202021 on 3/30/202021 on 4/1/202021 on 4/1/202021 on 5/6/202021 on 5/27/202026 on 8/24/202026 on 10/23/202021 on 3/30/202121 on 3/30/202121 on 4/7/202121 on 4/15/202121 on 4/15/202121 on 4/15/202121 on 4/16/202121 on 1/5/202221 on 3/31/202221 on 3/31/202221 on 4/11/202222 on 3/22/202322 on 3/22/202322 on 3/29/202322 on 3/31/202322 on 6/6/202322 on 7/18/202320 on 3/20/2024

RAUM, Historic

2B1B02019202020212022202320242025933787000 on 7/10/2019933787000 on 9/23/2019915616000 on 3/26/2020915616000 on 3/30/2020915616000 on 4/1/2020915616000 on 4/1/2020915616000 on 5/6/2020915616000 on 5/27/2020859389000 on 8/24/2020859389000 on 10/23/2020887411000 on 3/30/2021887411000 on 3/30/2021887411000 on 4/7/2021887411000 on 4/15/2021887411000 on 4/15/2021887411000 on 4/15/2021887411000 on 4/16/2021887411000 on 1/5/20221058139000 on 3/31/20221058139000 on 3/31/20221058139000 on 4/11/2022948914000 on 3/22/2023948914000 on 3/22/2023948914000 on 3/29/2023948914000 on 3/31/2023948914000 on 6/6/2023948914000 on 7/18/2023812753000 on 3/20/2024

No. Clients, Historic

3015020192020202120222023202420250 on 4/10/201923 on 7/10/201923 on 9/23/201923 on 3/26/202023 on 3/30/202023 on 4/1/202023 on 4/1/202023 on 5/6/202023 on 5/27/202023 on 8/24/202023 on 10/23/202017 on 3/30/202117 on 3/30/202117 on 4/7/202117 on 4/15/202117 on 4/15/202117 on 4/15/202117 on 4/16/202117 on 1/5/202222 on 3/31/202222 on 3/31/202222 on 4/11/202224 on 3/22/202324 on 3/22/202324 on 3/29/202324 on 3/31/202324 on 6/6/202324 on 7/18/202330 on 3/20/2024