Hedge Fund Database

WEALTH ENHANCEMENT & PRESERVATION

WEALTH ENHANCEMENT & PRESERVATION OF GA, LLC Legal Name

Adviser information for WEALTH ENHANCEMENT & PRESERVATION last updated from Form ADV on May 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,368 $185.0M
Non-Discretionary 0 $0
Total 1,368 $185.0M

Clients

Type Number RAUM
Individuals 262 $45.0M
HNW Individuals 300 $140.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealer

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 185.0M
Portfolio Manager to Program Sponsor
WRAP FEE PROGRAM INFINITE ASSET MANAGEMENT

Identifiers

SEC RIA File Number 801-115264
SEC ERA File Number 801-115264
SEC CIK Numbers 1803919
SEC CRD Numbers 172788
Legal Entity Identifier None

Principal Office

5755 NORTH POINT PKWY
SUITE 232
ALPHARETTA
GA
United States
Monday - Friday, 8-5
Tel: 678-739-0175, Fax: 678-739-0184

Websites

www.linkedin.com/company/1684749/admin/ www.facebook.com/wealthep/ www.wealthep.com/

Chief Compliance Officer

DARRIN COHEN
CEO
5755 NORTH POINT PARKWAY
SUITE 232
ALPHARETTA
GA
United States
Tel: 678-739-0175
Fax: 678-739-0184
(Full email address available in API data)

Industry Affiliates

RED TRIANGLE, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COHEN, DARRIN, STUART Individual – CEO, CHIEF COMPLIANCE OFFICER 09/2014 < 5%
DARCO FINANCIAL SERVICES, INC. Domestic Entity – MEMBER 12/2016 50-75%
RED TRIANGLE, LLC Domestic Entity – MEMBER 12/2016 10-25%
COHEN, DARRIN, STUART Individual DARCO FINANCIAL SERVICES, INC. STOCKHOLDER OF DARCO FINANCIAL SERVICES, INC. 12/2016 > 75%
BERENYI, HELEN, COKER Individual RED TRIANGLE, LLC MEMBER/MANAGER OF RED TRIANGLE, LLC 06/2008 > 75%
SANDERS, JACOB, KELLY Individual – MEMBER 01/2019 10-25%
BCM CAPITAL LLC Domestic Entity – MEMBER 03/2023 5-10%
Thompson, Joseph, Wayne Individual – MEMBER 03/2023 5-10%
Moore, Cody, Brannon Individual BCM CAPITAL LLC MANAGING MEMBER 03/2013 > 75%

No. Employees, Historic

2010020192020202120222023202413 on 4/10/201913 on 7/6/201913 on 12/20/201913 on 4/23/202013 on 4/27/202013 on 6/4/202013 on 6/30/202013 on 7/1/202013 on 7/31/202013 on 10/24/202013 on 10/26/202013 on 2/19/202113 on 5/25/202113 on 7/20/202113 on 11/9/202113 on 12/3/202115 on 3/29/202215 on 1/5/202315 on 3/30/202315 on 5/30/2023

RAUM, Historic

300M150M0201920202021202220232024107000000 on 4/10/2019107000000 on 7/6/2019107000000 on 12/20/2019132000000 on 4/23/2020132000000 on 4/27/2020132000000 on 6/4/2020132000000 on 6/30/2020132000000 on 7/1/2020132000000 on 7/31/2020132000000 on 10/24/2020132000000 on 10/26/2020160000000 on 2/19/2021160000000 on 5/25/2021160000000 on 7/20/2021160000000 on 11/9/2021160000000 on 12/3/2021206000000 on 3/29/2022206000000 on 1/5/2023185000000 on 3/30/2023185000000 on 5/30/2023

No. Clients, Historic

6003000201920202021202220232024479 on 4/10/2019479 on 7/6/2019479 on 12/20/2019505 on 4/23/2020505 on 4/27/2020505 on 6/4/2020505 on 6/30/2020505 on 7/1/2020505 on 7/31/2020505 on 10/24/2020505 on 10/26/2020520 on 2/19/2021520 on 5/25/2021520 on 7/20/2021520 on 11/9/2021520 on 12/3/2021544 on 3/29/2022544 on 1/5/2023562 on 3/30/2023562 on 5/30/2023

Holdings

From latest 13F, filed July 18th, 2023 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
AMERICAN WTR WKS CO INC NEW COM 718K 5K –
APPLE INC COM 1M 6K –
AUTOMATIC DATA PROCESSING IN COM 721K 3K –
BERKSHIRE HATHAWAY INC DEL CL A 518K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 299K 876 –
CONTROLADORA VUELA COMP DE A SPON ADR RP 10 496K 36K –
CSX CORP COM 810K 24K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 556K 20K –
DOVER CORP COM 715K 5K –
DRAFTKINGS INC NEW COM CL A 212K 8K –
EXXON MOBIL CORP COM 859K 8K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 5M 64K –
FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 275K 7K –
FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 214K 6K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 3M 68K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 132K 28K –
GENERAL MLS INC COM 652K 9K –
HERSHEY CO COM 739K 3K –
HOME DEPOT INC COM 1M 4K –
INNOVATOR ETFS TR US EQUITY ACCELE 395K 14K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 7M 45K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 5M 53K –
ISHARES TR AGGRES ALLOC ETF 258K 4K –
ISHARES TR CORE S&P500 ETF 203K 456 –
ISHARES TR CORE US AGGBD ET 4M 37K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 41K –
LILLY ELI & CO COM 997K 2K –
LOCKHEED MARTIN CORP COM 802K 2K –
LOWES COS INC COM 209K 924 –
MCDONALDS CORP COM 790K 3K –
MERCK & CO INC COM 796K 7K –
META MATERIALS INC COM 3K 12K –
MICROSOFT CORP COM 1M 3K –
NUCOR CORP COM 1M 7K –
OFS CREDIT COMPANY INC COM 508K 61K –
PEAKSTONE REALTY TRUST COMMON SHARES 430K 15K –
PROCTER AND GAMBLE CO COM 794K 5K –
RESMED INC COM 733K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 4M 11K –
SPDR S&P 500 ETF TR TR UNIT 38M 86K –
SPDR SER TR PORTFOLIO S&P500 12M 224K –
SPDR SER TR PRTFLO S&P500 GW 256K 4K –
SPDR SER TR PRTFLO S&P500 VL 255K 6K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 54K –
UNITEDHEALTH GROUP INC COM 684K 1K –
VISA INC COM CL A 791K 3K –
WALMART INC COM 850K 5K –
WASTE MGMT INC DEL COM 817K 5K –