CCM NEW OPPORTUNITIES, LLC
Adviser information for CCM NEW OPPORTUNITIES, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $1.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-115271 |
|---|---|
| SEC ERA File Number | 801-115271 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301887 |
| Legal Entity Identifier | None |
Principal Office
6700 ANTIOCHSUITE 250
MERRIAM
KS
United States
Monday - Friday, 8:30 A.M TO 5:00 P.M.
Tel: 913-248-8500, Fax: None
Chief Compliance Officer
STACEY WALTER
CONTROLLER
6700 ANTIOCH
SUITE 250
MERRIAM
KS
United States
Tel:
913-312-8057
Fax:
913-312-8058
S******@******************M
(Full email address available in API data)
Regulatory Contact
JEFF T. WHITE
MANAGING MEMBER
6700 ANTIOCH
SUITE 250
MERRIAM
KS
United States
Tel:
913-248-8500
Fax:
913-248-8900
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| COLUMBIA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EQUITY2 IMPACT FUND, LLC | PRIVATE EQUITY & REAL ESTATE | $1.1M | $0.1M | 0 |
| EQUITY2 OZ IMPACT FUND, LLC | PRIVATE EQUITY & REAL ESTATE | $0.2M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLUMBIA CAPITAL MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 03/2019 | > 75% |
| WHITE, JEFF, THOMAS | Individual | – | PRESIDENT | 03/2019 | < 5% |
| Walter, Stacey, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| WHITE, JEFF, THOMAS | Individual | COLUMBIA CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 01/2013 | 25-50% |