Hedge Fund Database

CIM CAPITAL IC MANAGEMENT, LLC

Adviser information for CIM CAPITAL IC MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 170
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $1.8B
Non-Discretionary 0 $0
Total 2 $1.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $356.8M
Business development companies 0 $0
Pooled investment vehicles 1 $1.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-115272
SEC ERA File Number 801-115272
SEC CIK Numbers None
SEC CRD Numbers 301416
Legal Entity Identifier None

Principal Office

4700 WILSHIRE BOULEVARD
LOS ANGELES
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 323-860-4900, Fax: 323-860-4901

Websites

www.linkedin.com/company/cimgroup www.instagram.com/cimgroup/ www.youtube.com/channel/uc8l5iteezbdvpj4rbnamfea www.cimgroup.com

Chief Compliance Officer

MUKYA PORTER
4700 WILSHIRE BLVD.
LOS ANGELES
CA
United States
Tel: 323-860-7421
Fax: 323-843-9482
(Full email address available in API data)

Regulatory Contact

LISA KUSTRON
4700 WILSHIRE BLVD.
LOS ANGELES
CA
United States
Tel: 323-860-4360
(Full email address available in API data)

Industry Affiliates

432 PARK MANAGEMENT, LLC Real estate broker or dealer
4750 CO-INVESTOR, LLC Sponsor or syndicator of limited partnerships
CCLA SMA I OPERATOR, LTD Sponsor or syndicator of limited partnerships
CCO CAPITAL, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CCO GROUP, LLC Sponsor or syndicator of limited partnerships
CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC Other investment adviser, including financial planners
CIM CAPITAL RE DEBT MANAGEMENT, LLC Other investment adviser, including financial planners
CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC Other investment adviser, including financial planners
CIM CAPITAL SA MANAGEMENT, LLC Other investment adviser, including financial planners
CIM CAPITAL SECURITIES MANAGEMENT, LLC Other investment adviser, including financial planners
CIM CAPITAL, LLC Other investment adviser, including financial planners
CIM CONTROLLED COMPANY MANAGEMENT, LLC Sponsor or syndicator of limited partnerships
CIM GROUP (AUSTRALIA) PTY LTD Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CIM GROUP MANAGEMENT, LLC Sponsor or syndicator of limited partnerships
CIM GROUP, L.P. Sponsor or syndicator of limited partnerships
CIM IL MANAGEMENT, LLC Real estate broker or dealer
CIM INFRASTRUCTURE FUND II-A GP, LLC Sponsor, GP, manager of pooled investment vehicles
CIM INFRASTRUCTURE FUND III GP, LLC Sponsor, GP, manager of pooled investment vehicles
CIM INFRASTRUCTURE II GP, LLC Sponsor, GP, manager of pooled investment vehicles
CIM INFRASTRUCTURE III GP (LUX), S.A R.L. Sponsor, GP, manager of pooled investment vehicles
CIM JAPAN, LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CIM MANAGEMENT, INC. Real estate broker or dealer
CIM MD MANAGEMENT, LLC Real estate broker or dealer
CIM NY MANAGEMENT, LLC Real estate broker or dealer
CIM RE DEBT MANAGEMENT, LLC Sponsor or syndicator of limited partnerships
CIM REAL ESTATE FINANCE MANAGEMENT, LLC Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships
CIM REAL ESTATE SERVICES, LLC Real estate broker or dealer
CIM TX MANAGEMENT, LLC Real estate broker or dealer
CIM VA MANAGEMENT, LLC Real estate broker or dealer
CREI ADVISORS, LLC Real estate broker or dealer
OCV I GP, LLC Sponsor, GP, manager of pooled investment vehicles
OCV MANAGEMENT, LLC Other investment adviser, including financial planners
OFS CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
OFS CLO MANAGEMENT II, LLC Other investment adviser, including financial planners
OFS CLO MANAGEMENT, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CIM GROUP MANAGEMENT, LLC Domestic Entity – SOLE MEMBER 02/2022 > 75%
SHEMESH, AVRAHAM, (NMN) Individual – PRESIDENT AND TREASURER 02/2019 < 5%
PORTER, MUKYA, SUE DENISE Individual – VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER 02/2019 < 5%
BERLIN, BARRY, NEIL Individual – VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 02/2019 < 5%
EATON, JANET, MARIE Individual – VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER 02/2019 < 5%
CIM HOLDINGS, LP Domestic Entity CIM GROUP, LLC MEMBER 12/2008 50-75%
CIM HOLDINGS, INC. Domestic Entity CIM HOLDINGS, LP MEMBER 12/2008 50-75%
RESSLER, RICHARD, SCOTT Individual THE OI3 2019 TRUST TRUSTEE 01/2020
SHEMESH, AVRAHAM, (NMN) Individual SFT INVESTMENT HOLDINGS, LLC MANAGER 09/2021
KUBA, SHAUL, (NMN) Individual KFT INVESTMENT HOLDINGS, LLC MANAGER 09/2021
THE OI3 2019 TRUST Domestic Entity CIM HOLDINGS, INC. MEMBER 01/2022 25-50%
CIM HOLDINGS GP2, LLC Domestic Entity CIM HOLDINGS, LP GENERAL PARTNER 12/2008
ORCHARD CAPITAL CORPORATION Domestic Entity OI3, LLC MANAGER 06/2023
ORCHARD CAPITAL HOLDINGS CORPORATION Domestic Entity ORCHARD CAPITAL CORPORATION MEMBER 12/2008 > 75%
RESSLER, RICHARD, SCOTT Individual THE RICHARD S. RESSLER AND ALISON S. RESSLER REVOCABLE TRUST TRUSTEE 10/2023
ORCHARD INVESTMENTS, LLC Domestic Entity CIM HOLDINGS GP2, LLC MEMBER 12/2008 50-75%
CIM GROUP, LLC Domestic Entity CIM GROUP MANAGEMENT HOLDINGS, LLC MEMBER 06/2022 > 75%
SFT INVESTMENT HOLDINGS, LLC Domestic Entity CIM HOLDINGS GP2, LLC MEMBER 09/2021 25-50%
KFT INVESTMENT HOLDINGS, LLC Domestic Entity CIM HOLDINGS GP2, LLC MEMBER 09/2021 25-50%
OI3, LLC Domestic Entity ORCHARD INVESTMENTS, LLC MEMBER 06/2023 > 75%
KUBA, SHAUL, (NMN) Individual THE KUBA 2021 FAMILY TRUST TRUSTEE 09/2021
SHEMESH, AVRAHAM, (NMN) Individual THE SHEMESH 2021 FAMILY TRUST TRUSTEE 09/2021
THE KUBA 2021 FAMILY TRUST Domestic Entity KFT INVESTMENT HOLDINGS, LLC MEMBER 09/2021 > 75%
THE SHEMESH 2021 FAMILY TRUST Domestic Entity SFT INVESTMENT HOLDINGS, LLC MEMBER 09/2021 > 75%
CIM GROUP MANAGEMENT HOLDINGS, LLC Domestic Entity CIM GROUP MANAGEMENT, LLC MEMBER 06/2022 > 75%
OI3, LLC Domestic Entity CIM HOLDINGS, INC. MEMBER 06/2023 25-50%
THE RICHARD S. RESSLER AND ALISON S. RESSLER REVOCABLE TRUST Domestic Entity ORCHARD CAPITAL HOLDINGS CORPORATION MEMBER 10/2023 > 75%
ORCHARD CAPITAL CORPORATION Domestic Entity ORCHARD INVESTMENTS, LLC MANAGER 01/2022

No. Employees, Historic

2001000201920202021202220232024202515 on 4/11/201991 on 1/31/202093 on 3/30/2020124 on 3/31/2021124 on 10/1/2021122 on 3/31/2022122 on 9/13/2022122 on 11/4/2022122 on 11/7/2022134 on 3/31/2023134 on 7/27/2023170 on 3/29/2024

RAUM, Historic

2B1B02020202120222023202420252777777 on 1/31/20202777777 on 3/30/2020335391600 on 3/31/2021335391600 on 10/1/2021897235124 on 3/31/2022897235124 on 9/13/2022897235124 on 11/4/2022897235124 on 11/7/20221815738988 on 3/31/20231815738988 on 7/27/20231815828846 on 3/29/2024

No. Clients, Historic

105020192020202120222023202420251 on 4/11/20191 on 1/31/20201 on 3/30/20203 on 3/31/20213 on 10/1/20212 on 3/31/20222 on 9/13/20222 on 11/4/20222 on 11/7/20222 on 3/31/20232 on 7/27/20232 on 3/29/2024