FRAZEE INVESTMENT CONSULTING, INC.
Adviser information for FRAZEE INVESTMENT CONSULTING, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 290 | $164.6M |
| Non-Discretionary | 0 | $0 |
| Total | 290 | $164.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $23.9M |
| HNW Individuals | 45 | $126.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.9M |
| Charitable organizations | <5 | $11.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCOMPREHENSIVE ASSET REPORTING SERVICES |
|---|---|
| Compensation | % of AUMFixed feesA PERCENTAGE OF ASSETS UNDER SUPERVISION |
Identifiers
| SEC RIA File Number | 801-115275 |
|---|---|
| SEC ERA File Number | 801-115275 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123662 |
| Legal Entity Identifier | None |
Principal Office
5350 POPLAR AVENUESUITE 730
MEMPHIS
TN
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 901-779-3940, Fax: 901-748-5766
Websites
Chief Compliance Officer
MEREDITH POORE
DIRECTOR OF OPERATIONS AND CLIENT SUPPORT
5350 POPLAR AVENUE
SUITE 730
MEMPHIS
TN
United States
Tel:
901-779-3940
Fax:
901-748-5766
M*******@*******************M
(Full email address available in API data)
Regulatory Contact
ROBERT FRAZEE
PRESIDENT
5350 POPLAR AVENUE
SUITE 730
MEMPHIS
TN
United States
Tel:
901-779-3940
Fax:
901-748-5766
R*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRAZEE, ROBERT, WILLIAM | Individual | – | PRESIDENT | 01/2018 | 50-75% |
| SORGENFREI, MARK, ALLEN | Individual | – | VICE PRESIDENT AND SECRETARY | 01/2018 | 25-50% |
| POORE, MEREDITH, MANSELL HUGHES | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |