Hedge Fund Database

NEWGEN ASSET MANAGEMENT LIMITED

Adviser information for NEWGEN ASSET MANAGEMENT LIMITED last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End OCTOBER
Legal Location Canada

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $781.0M
Non-Discretionary 0 $0
Total 9 $781.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $40.4M
Business development companies 0 $0
Pooled investment vehicles 8 $740.6M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 87

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-115287
SEC ERA File Number 801-115287
SEC CIK Numbers 1845012
SEC CRD Numbers 163822
Legal Entity Identifier 549300U12MFPOXYAVW32

Principal Office

COMMERCE COURT NORTH, SUITE 2900
25 KING STREET WEST, BOX 405
TORONTO, ONTARIO
Canada
Monday - Friday, 9:00AM-5:00PM
Tel: 416-941-9112, Fax: 416-941-0012

Websites

newgenfunds.com/ www.linkedin.com/company/newgen-asset-management/

Chief Compliance Officer

OLGA GERGIN
CHIEF FINANCIAL OFFICER
COMMERCE COURT NORTH, SUITE 2900
25 KING STREET WEST, BOX 405
TORONTO, ONTARIO
Canada
Tel: 647-284-9302
(Full email address available in API data)

Regulatory Contact

DAVID DATTELS
PRESIDENT
COMMERCE COURT NORTH, SUITE 2900
25 KING STREET WEST, BOX 405
TORONTO, ONTARIO
Canada
Tel: 416-848-1008
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEWGEN EQUITY LONG/SHORT FUND LTD Hedge Fund $305.3M $0.1M 10

Control Persons

Name Type Entity Title Since Ownership
Dattels, David, Robb Individual – PRESIDENT, PORTFOLIO MANAGER 11/2009 < 5%
Rowan, Christopher, Donald Individual – PORTFOLIO MANAGER, HEAD TRADER 01/2012 < 5%
Chang, Norman, Teck-Hong Individual – PORTFOLIO MANAGER 04/2012 < 5%
Gergin, Olga Individual – CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 11/2014 < 5%
NEWGEN HOLDCO LIMITED Foreign Entity – OWNER 01/2020 > 75%
2716492 ONTARIO INC. Foreign Entity NEWGEN HOLDCO LIMITED SHAREHOLDER 01/2020 50-75%
Dattels, David, Robb Individual 2716492 ONTARIO INC. OWNER 01/2020 > 75%

No. Employees, Historic

2010020192020202120222023202420250 on 4/15/20198 on 3/27/20208 on 5/29/20208 on 5/29/20208 on 1/27/20219 on 1/26/202213 on 2/1/202313 on 1/29/2024

RAUM, Historic

2B1B0202020212022202320242025440373117 on 3/27/2020804727966 on 5/29/2020804727966 on 5/29/2020898288576 on 1/27/20211012024792 on 1/26/2022986717272 on 2/1/2023780950634 on 1/29/2024

No. Clients, Historic

105020192020202120222023202420250 on 4/15/20195 on 3/27/20205 on 5/29/20205 on 5/29/20205 on 1/27/20215 on 1/26/20229 on 2/1/20239 on 1/29/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AST SPACEMOBILE INC Stock 3M 250K NONE
BCE INC Stock 5M 140K NONE
BROOKFIELD RENEWABLE PARTNER Stock 6M 250K NONE
BANK OF MONTREAL Stock 8M 100K NONE
CABLE ONE INC Fixed Income 746K 1M NONE
CAMECO CORP Stock 2M 45K NONE
COEUR MINING INC Stock 43M 8M NONE
CELESTICA INC Stock 8M 140K NONE
VEREN INC Stock 7M 902K NONE
CENOVUS ENERGY INC Stock 6M 320K NONE
ENERFLEX LTD Stock 7M 1M NONE
ENBRIDGE INC Stock 4M 115K NONE
GREENFIRE RESOURCES LTD Stock 878K 130K NONE
HUDBAY MINERALS INC Stock 5M 500K NONE
HUBSPOT INC Stock 13M 22K NONE
I-80 GOLD CORP Stock 2M 2M NONE
LIGHTSPEED COMMERCE INC Stock 9M 675K NONE
NORTH AMERICAN CONSTRUCTION Stock 7M 378K NONE
PRECISION DRILLING CORP Stock 4M 53K NONE
PEMBINA PIPELINE Stock 3M 79K NONE
QUALCOMM INC Stock 5M 27K NONE
RADNET INC Stock 3M 40K NONE
ROYAL BANK OF CANADA Stock 4M 35K NONE
SPIRE GLOBAL INC Stock 4M 405K NONE
SPDR S&P 500 ETF TRUST Stock 54M 100K NONE
SUNCOR ENERGY INC Stock 4M 100K NONE
TECK RESOURCES LTD-CLS B Stock 9M 179K NONE
TFI INTERNATIONAL INC Stock 3M 20K NONE
FINANCIAL SELECT SECTOR SPDR Stock 141K 3K NONE