Hedge Fund Database

EVOKE ADVISORS

EVOKE WEALTH, LLC Legal Name

Adviser information for EVOKE ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 63
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 32
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8,821 $11.0B
Non-Discretionary 1,094 $2.3B
Total 9,915 $13.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 775 $9.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 20 $2.3B
Pension and profit sharing plans 12 $241.0M
Charitable organizations 28 $1.0B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $277.5M
Other 12 $371.8M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed feesADMINISTRATIVE SERVICES

Identifiers

SEC RIA File Number 801-115290
SEC ERA File Number 801-115290
SEC CIK Numbers 1793432
SEC CRD Numbers 300856
Legal Entity Identifier None

Principal Office

10635 SANTA MONICA BLVD.
SUITE 240
LOS ANGELES
CA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 424-372-1775, Fax: None

Websites

www.evokewealth.com www.evokeadvisors.com www.linkedin.com/company/evokeadvisors

Chief Compliance Officer

BRIAN WATERS
GENERAL COUNSEL
10635 SANTA MONICA BLVD.
SUITE 240
LOS ANGELES
CA
United States
Tel: 424-372-1776
(Full email address available in API data)

Industry Affiliates

ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Other investment adviser, including financial planners
EVOKE GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ADVANCED RESEARCH ALPHA FUND, L.P. Hedge Fund $371.5M $1.0M 160
ADVANCED RESEARCH ALPHA FUND, LTD. Hedge Fund $236.0M $1.0M 59
EVOKE - SECONDARIES IV (BR V), LP PRIVATE FUND $175.0M $0.5M 331
EVOKE DISLOCATION OPPORTUNITIES, LP FUND OF FUNDS $105.6M $0.5M 233
EVOKE EQUITY GROWTH FUND I, LP FUND OF FUNDS $150.7M $0.1M 280
EVOKE GP SEEDING FUND I LP OTHER PRIVATE FUND $52.8M $0.5M 135
EVOKE HEALTHCARE REAL ESTATE FUND I (HP IV), LP Real Estate Fund $49.9M $0.5M 122
EVOKE INDUSTRIAL REAL ESTATE FUND I Real Estate Fund $112.2M $0.5M 165
EVOKE INDUSTRIAL REAL ESTATE FUND II (DERMODY) Real Estate Fund $87.0M $0.5M 188
EVOKE INNOVATION FUND I, LP FUND OF FUNDS $67.3M $0.5M 163
EVOKE MULTIFAMILY FUND (JRK4), LP Real Estate Fund $118.8M $0.5M 226
EVOKE MULTIFAMILY FUND II (JRK5), LP Real Estate Fund $163.7M $0.5M 288
EVOKE OPPORTUNISTIC REAL ESTATE FUND I, LP FUND OF FUNDS $58.2M $0.5M 112
EVOKE PRIVATE EQUITY OPPORTUNITIES FUND I, LP FUND OF FUNDS $30.8M $0.5M 65
EVOKE REAL ESTATE CO-GP FUND I (TRIPOST), LP Real Estate Fund $142.5M $0.5M 279
EVOKE ROYALTY SOLUTIONS FUND PRIVATE FUND $56.2M $0.5M 169
EVOKE SECONDARIES (BR), LP PRIVATE FUND $102.0M $0.5M 158
EVOKE SECONDARIES FUND II (BR) PRIVATE FUND $88.2M $0.5M 152
EVOKE SECONDARIES FUND III (KHP IV), LP PRIVATE FUND $87.5M $0.5M 143
EVOKE SOFTWARE BUYOUT FUND (MAINSAIL VI), LP PRIVATE FUND $47.5M $0.5M 132

Control Persons

Name Type Entity Title Since Ownership
EVOKE HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 01/2019 > 75%
HOU, DAVID, CHIH Individual EVOKE HOLDINGS, LLC MANAGING PARTNER 05/2019 25-50%
KELSO, DANIEL, ARLIN Individual – CHIEF COMPLIANCE OFFICER 05/2019 < 5%
HOU, DAVID, CHIH Individual – MANAGING PARTNER 05/2019 < 5%
SEAR, MARK, ELLIOTT Individual – MANAGING PARTNER 05/2020 < 5%
EAGLE, JANE, FRANCES Individual – CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 09/2020 < 5%
SHAHIDI, ALEX, NMN Individual – MANAGING PARTNER 05/2020 < 5%
BISSERIER, DAMIEN, ADAM Individual – MANAGING PARTNER 06/2020 < 5%
BRIGHT, ERIC, SCOTT Individual – MANAGING PARTNER 09/2020 < 5%
KRASNOFF, DARELL, LEONARD Individual – MANAGING PARTNER 09/2020 < 5%
PALMER, ANDREW, DOUGLAS Individual – MANAGING PARTNER 09/2020 < 5%

No. Employees, Historic

7035020192020202120222023202420251 on 4/15/201920 on 5/31/201920 on 9/9/201920 on 3/30/202020 on 6/23/202025 on 10/28/202034 on 3/31/202134 on 4/9/202134 on 4/14/202134 on 11/17/202144 on 3/31/202244 on 5/13/202246 on 3/29/202346 on 5/22/202363 on 3/28/2024

RAUM, Historic

20B10B020192020202120222023202420250 on 4/15/20190 on 5/31/20193768665940 on 9/9/20194658641087 on 3/30/20204658641087 on 6/23/20204658641087 on 10/28/20207703721854 on 3/31/20217703721854 on 4/9/20217703721854 on 4/14/20217703721854 on 11/17/202110457397195 on 3/31/202210457397195 on 5/13/202210205202435 on 3/29/202310205202435 on 5/22/202313362939383 on 3/28/2024

No. Clients, Historic

900450020192020202120222023202420250 on 4/15/20190 on 5/31/2019299 on 9/9/2019320 on 3/30/2020320 on 6/23/2020320 on 10/28/2020490 on 3/31/2021490 on 4/9/2021490 on 4/14/2021490 on 11/17/2021634 on 3/31/2022634 on 5/13/2022707 on 3/29/2023707 on 5/22/2023856 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 831K 8K –
ALIGNMENT HEALTHCARE INC COM 156K 20K –
AMERICAN CENTY ETF TR INTL EQT ETF 352K 6K –
APPLE INC COM 590K 3K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 822K 2K –
BIOGEN INC COM 821K 4K –
BLACKROCK CORE BD TR SHS BEN INT 1M 111K –
BLACKROCK MULTI SECTOR INC T COM 258K 18K –
BLACKROCK MUNIHLDNGS CALI QL COM 394K 35K –
BLACKROCK TCP CAPITAL CORP COM 195K 18K –
BLACKSTONE MTG TR INC COM CL A 265K 15K –
BRAZE INC COM CL A 215K 6K –
C3 AI INC CL A 559K 19K –
CADIZ INC COM NEW 226K 73K –
COMFORT SYS USA INC COM 274K 900 –
CROWN CRAFTS INC COM 212K 40K –
CYBIN INC COM 7K 25K –
DBX ETF TR XTRACK MSCI EAFE 241K 6K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 1M 37K –
DIMENSIONAL ETF TRUST US EQUITY ETF 669K 11K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 288K 7K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 422K 7K –
DIMENSIONAL ETF TRUST US TARGETED VLU 410K 8K –
DOUBLELINE INCOME SOLUTIONS COM 294K 24K –
DOUBLELINE YIELD OPPORTUNITI COM 252K 16K –
DYNAVAX TECHNOLOGIES CORP COM NEW 305K 27K –
EA SERIES TRUST MKAM ETF 1M 40K –
EATON VANCE CALIF MUN BD FD COM 471K 50K –
ETFS GOLD TR PHYSCL GOLD SHS 265K 12K –
FIRST BUSEY CORP COM NEW 463K 19K –
FIRST LONG IS CORP COM 103K 10K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 177K 10K –
FLEXSHARES TR MORNSTAR UPSTR 1M 26K –
FOX CORP CL B COM 230K 7K –
FRANKLIN STR PPTYS CORP COM 17K 11K –
FTAI AVIATION LTD SHS 1M 12K –
FTAI INFRASTRUCTURE INC COMMON STOCK 101K 12K –
GLOBAL X FDS US INFR DEV ETF 1M 38K –
GLOBAL X FDS GLOBAL X URANIUM 243K 8K –
GOLDMAN SACHS BDC INC SHS 181K 12K –
GOLDMAN SACHS ETF TR HEDGE IND ETF 437K 4K –
INTERNATIONAL TOWER HILL MIN COM 19K 38K –
INVESCO CALIF VALUE MUN INCO COM 469K 45K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 277K 14K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 543K 3K –
INVESCO QQQ TR UNIT SER 1 220K 459 –
ISHARES INC ESG AWR MSCI EM 725K 22K –
ISHARES TR RUSSELL 3000 ETF 548K 2K –
ISHARES TR CORE S&P US GWT 328K 3K –
ISHARES TR RUSSELL 2000 ETF 408K 2K –
ISHARES TR RUS MID CAP ETF 202K 2K –
ISHARES TR NATIONAL MUN ETF 213K 2K –
ISHARES TR MSCI KLD400 SOC 208K 2K –
ISHARES TR CORE S&P500 ETF 868K 2K –
ISHARES TR S&P 500 GRWT ETF 298K 3K –
ISHARES TR US AER DEF ETF 238K 2K –
ISHARES TR CORE US AGGBD ET 398K 4K –
ISHARES TR 0-3 MNTH TREASRY 379K 4K –
KALVISTA PHARMACEUTICALS INC COM 181K 15K –
KKR REAL ESTATE FIN TR INC COM 216K 23K –
LUMINAR TECHNOLOGIES INC COM CL A 31K 21K –
MCDONALDS CORP COM 688K 3K –
META PLATFORMS INC CL A 504K 1K –
META PLATFORMS INC CL A 17M 33K –
MFS INTER INCOME TR SH BEN INT 487K 183K –
NOVAGOLD RES INC COM NEW 66K 19K –
NUVEEN AMT FREE MUN CR INC F COM 364K 29K –
NUVEEN AMT FREE QLTY MUN INC COM 415K 36K –
NUVEEN CA QUALTY MUN INCOME COM 534K 46K –
NUVEEN CALIFORNIA AMT QLT MU COM 268K 21K –
NVIDIA CORPORATION COM 618K 5K –
PIMCO CALIF MUN INCOME FD II COM 176K 30K –
PIMCO ETF TR MULTISECTOR BD 250K 10K –
PMV PHARMACEUTICALS INC COM 102K 63K –
PROSHARES TR II ULTRA GOLD 335K 4K –
QUALCOMM INC COM 2M 8K –
REXFORD INDL RLTY INC COM 1M 24K –
SCHWAB STRATEGIC TR US TIPS ETF 416K 8K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 29K –
SEMPRA COM 1M 19K –
SPDR SER TR AEROSPACE DEF 203K 1K –
SPECTAIRE HLDGS INC COM 8K 15K –
SPROTT PHYSICAL GOLD TR UNIT 235K 13K –
SYSTEM1 INC CL A COM 23K 15K –
THE REALREAL INC COM 36K 11K –
TIDAL ETF TR UPAR ULTRA RISK 11M 837K –
TMC THE METALS COMPANY INC COM 174K 129K –
VANGUARD BD INDEX FDS SHORT TRM BOND 709K 9K –
VANGUARD INDEX FDS SM CP VAL ETF 638K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 214K 5K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 270K 2K –
VANGUARD MALVERN FDS STRM INFPROIDX 914K 19K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 1M 12K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 226K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 514K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 944K 5K –
VANGUARD STAR FDS VG TL INTL STK F 301K 5K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 201K 4K –
VANGUARD WORLD FD ESG INTL STK ETF 3M 59K –
VANGUARD WORLD FD ESG US STK ETF 8M 84K –
VIVANI MEDICAL INC COMMON STOCK 126K 100K –
WISDOMTREE TR FLOATNG RAT TREA 471K 9K –
WIX COM LTD SHS 369K 2K –
ZIPRECRUITER INC CL A 91K 10K –