Hedge Fund Database

DRAKE & ASSOCIATES, LLC

Adviser information for DRAKE & ASSOCIATES, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,332 $313.1M
Non-Discretionary 0 $0
Total 2,332 $313.1M

Clients

Type Number RAUM
Individuals 1,174 $215.3M
HNW Individuals 114 $97.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-115301
SEC ERA File Number 801-115301
SEC CIK Numbers 1935795
SEC CRD Numbers 154854
Legal Entity Identifier None

Principal Office

2212 E. MORELAND BLVD SUITE 200
WAUKESHA
WI
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 414-409-7226, Fax: 414-409-7221

Websites

www.linkedin.com/company/1400397/ twitter.com/tonydrakecfp www.facebook.com/drakeandassociates/ www.wealthwisconsin.com drakeandassociates.net/ www.youtube.com/user/drakeandassociates www.instagram.com/drakeandassociates/

Chief Compliance Officer

IAN MEIKSINS
36 W. PIKE STREET
COVINGTON
KY
United States
Tel: (202) 753-6940
(Full email address available in API data)

Regulatory Contact

ANTHONY SAMUEL DRAKE
MANAGING MEMBER
2212 E. MORELAND BLVD SUITE 200
WAUKESHA
WI
United States
Tel: 414-409-7226
Fax: 414-409-7221
(Full email address available in API data)

Industry Affiliates

LOFT FINANCIAL ADVISORY GROUP, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DRAKE, ANTHONY, SAMUEL Individual – MANAGING MEMBER 08/2010 > 75%
Meiksins, Ian, Disbrow Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%
RETTSCHLAG, ROBIN, DOYLE Individual – DIRECTOR OF OPERATIONS 08/2023 < 5%

No. Employees, Historic

3015020192020202120222023202420259 on 4/17/20199 on 4/17/20199 on 4/26/20199 on 5/21/20199 on 5/30/20199 on 5/30/20199 on 8/7/20199 on 8/16/20198 on 10/29/20199 on 1/3/202010 on 1/27/202010 on 3/17/202010 on 6/15/202010 on 7/28/202010 on 3/17/202110 on 4/7/202110 on 5/14/202111 on 7/14/202111 on 1/6/202211 on 3/16/202211 on 4/27/202211 on 10/3/202211 on 11/7/202211 on 11/9/20229 on 3/24/20239 on 9/8/20239 on 9/16/202325 on 3/25/202425 on 3/26/2024

RAUM, Historic

400M200M02019202020212022202320242025101974455 on 4/17/2019101974455 on 4/17/2019101974455 on 4/26/2019101974455 on 5/21/2019101974455 on 5/30/2019101974455 on 5/30/2019101974455 on 8/7/2019101974455 on 8/16/2019101974455 on 10/29/2019101974455 on 1/3/2020101974455 on 1/27/2020130393381 on 3/17/2020130393381 on 6/15/2020130393381 on 7/28/2020163362802 on 3/17/2021163362802 on 4/7/2021163362802 on 5/14/2021163362802 on 7/14/2021163362802 on 1/6/2022227801155 on 3/16/2022227801155 on 4/27/2022227801155 on 10/3/2022227801155 on 11/7/2022227801155 on 11/9/2022227171996 on 3/24/2023227171996 on 9/8/2023227171996 on 9/16/2023313071682 on 3/25/2024313071682 on 3/26/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025976 on 4/17/2019976 on 4/17/2019976 on 4/26/2019976 on 5/21/2019976 on 5/30/2019976 on 5/30/2019976 on 8/7/2019976 on 8/16/2019976 on 10/29/2019976 on 1/3/2020976 on 1/27/2020464 on 3/17/2020464 on 6/15/2020464 on 7/28/20201409 on 3/17/20211409 on 4/7/20211409 on 5/14/20211409 on 7/14/20211409 on 1/6/20221346 on 3/16/20221346 on 4/27/20221346 on 10/3/20221346 on 11/7/20221346 on 11/9/2022730 on 3/24/2023730 on 9/8/2023730 on 9/16/20231288 on 3/25/20241288 on 3/26/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 679K 7K –
ABBVIE INC COM 1M 7K –
ADOBE INC COM 238K 428 –
ALLIANT ENERGY CORP COM 478K 9K –
ALPHABET INC CAP STK CL C 756K 4K –
ALPHABET INC CAP STK CL A 562K 3K –
AMAZON COM INC COM 1M 6K –
AMERICAN CENTY ETF TR US SML CP VALU 10M 113K –
ANALOG DEVICES INC COM 267K 1K –
APPLE INC COM 2M 12K –
ARTISAN PARTNERS ASSET MGMT CL A 496K 12K –
BALL CORP COM 258K 4K –
BANK AMERICA CORP COM 441K 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 293K 720 –
BROADCOM INC COM 849K 529 –
CDW CORP COM 487K 2K –
CARNIVAL CORP UNIT 99/99/9999 202K 11K –
CATERPILLAR INC COM 237K 710 –
COPART INC COM 225K 4K –
COSTCO WHSL CORP NEW COM 1M 1K –
DBX ETF TR XTRACK MSCI EMRG 278K 11K –
EXXON MOBIL CORP COM 209K 2K –
META PLATFORMS INC CL A 747K 1K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 24M 535K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 11M 369K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 21M 482K –
FISERV INC COM 296K 2K –
FORTIVE CORP COM 460K 6K –
GE AEROSPACE COM NEW 418K 3K –
GRAINGER W W INC COM 406K 450 –
HOME DEPOT INC COM 268K 778 –
INGERSOLL RAND INC COM 532K 6K –
INVESCO QQQ TR UNIT SER 1 9M 18K –
ISHARES TR CORE S&P500 ETF 885K 2K –
ISHARES TR CORE S&P MCP ETF 18M 314K –
ISHARES TR GLOBAL 100 ETF 15M 157K –
ISHARES TR RUS 1000 ETF 322K 1K –
ISHARES TR CORE S&P US VLU 21M 241K –
ISHARES TR MSCI ACWI ETF 18M 157K –
ISHARES TR 0-5 YR TIPS ETF 9M 87K –
JPMORGAN CHASE & CO. COM 1M 5K –
JANUS DETROIT STR TR HENDRSON AAA CL 20M 394K –
JOHNSON & JOHNSON COM 490K 3K –
KINDER MORGAN INC DEL COM 286K 14K –
KROGER CO COM 466K 9K –
ELI LILLY & CO COM 1M 1K –
LOCKHEED MARTIN CORP COM 288K 617 –
MARSH & MCLENNAN COS INC COM 515K 2K –
MASTERCARD INCORPORATED CL A 306K 693 –
MICROSOFT CORP COM 2M 3K –
NETFLIX INC COM 363K 538 –
NVIDIA CORPORATION COM 662K 5K –
ORACLE CORP COM 611K 4K –
PAYCHEX INC COM 468K 4K –
REVVITY INC COM 461K 4K –
PROSPECT CAP CORP NOTE 6.375% 3/0 89K 90K –
QUALCOMM INC COM 264K 1K –
ROCKWELL AUTOMATION INC COM 578K 2K –
SPDR GOLD TR GOLD SHS 7M 34K –
SPDR INDEX SHS FDS S&P EM MKT DIV 7M 184K –
SPDR SER TR PRTFLO S&P500 GW 21M 260K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 15M 370K –
SNAP ON INC COM 457K 2K –
SOUTHERN CO COM 297K 4K –
UNITEDHEALTH GROUP INC COM 343K 673 –
VANECK ETF TRUST MRNGSTR WDE MOAT 20M 233K –
VANGUARD INDEX FDS VALUE ETF 247K 2K –
VANGUARD INDEX FDS SMALL CP ETF 204K 936 –
VANGUARD INDEX FDS TOTAL STK MKT 346K 1K –
VERTEX PHARMACEUTICALS INC COM 219K 467 –
VISA INC COM CL A 594K 2K –
WEC ENERGY GROUP INC COM 478K 6K –
WALMART INC COM 361K 5K –
WASTE MGMT INC DEL COM 313K 1K –
WELLTOWER INC COM 546K 5K –
ACCENTURE PLC IRELAND SHS CLASS A 251K 826 –
LINDE PLC SHS 1M 3K –
LYONDELLBASELL INDUSTRIES N SHS - A - 475K 5K –