SOLE SOURCE CAPITAL LLC
Adviser information for SOLE SOURCE CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-115305 |
|---|---|
| SEC ERA File Number | 801-115305 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290032 |
| Legal Entity Identifier | None |
Principal Office
4143 MAPLE AVENUESUITE 240
DALLAS
TX
United States
Monday - Friday, 9AM - 5PM
Tel: (214) 617-4745, Fax: None
Chief Compliance Officer
BRUNO ADORIC
CFO & COO
4143 MAPLE AVENUE
SUITE 240
DALLAS
TX
United States
Tel:
(214) 617-4745
B******@********************M
(Full email address available in API data)
Regulatory Contact
ROBERT HUYNH
VP, FINANCE & COMPLIANCE
4143 MAPLE AVENUE
SUITE 240
DALLAS
TX
United States
Tel:
(214) 617-3585
R*****@********************M
(Full email address available in API data)
Industry Affiliates
| SSC PARTNERS GP CANTIUM LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SSC PARTNERS I GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SSC PARTNERS II GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SSC PARTNERS CANTIUM LP | Private Equity Fund | $90.3M | $0.0M | 34 |
| SSC PARTNERS I LP | Private Equity Fund | $234.9M | $1.0M | 75 |
| SSC PARTNERS I-A LP | Private Equity Fund | $19.3M | $1.0M | 6 |
| SSC PARTNERS II-A, LP | Private Equity Fund | $935.4M | $5.0M | 173 |
| SSC PARTNERS II-B, LP | Private Equity Fund | $132.0M | $5.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREDSTON, DAVID, A | Individual | – | CEO | 02/2015 | < 5% |
| DAVID A. FREDSTON AND ROCHELLE GORES FREDSTON REVOCABLE TRUST | Domestic Entity | – | MEMBER | 11/2017 | 50-75% |
| ADORIC, BRUNO | Individual | – | CFO, CCO | 04/2019 | < 5% |
| DAVID FREDSTON FAMILY IRREVOCABLE TRUST | Domestic Entity | – | MEMBER | 12/2020 | 10-25% |
| ROCHELLE FREDSTON FAMILY IRREVOCABLE TRUST | Domestic Entity | – | MEMBER | 12/2020 | 10-25% |
| FREDSTON, DAVID, A | Individual | DAVID A. FREDSTON AND ROCHELLE GORES FREDSTON REVOCABLE TRUST | TRUSTEE | 11/2017 | 50-75% |
| FREDSTON, ROCHELLE, GORES | Individual | DAVID A. FREDSTON AND ROCHELLE GORES FREDSTON REVOCABLE TRUST | TRUSTEE | 11/2017 | 50-75% |
| FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC | Domestic Entity | DAVID FREDSTON FAMILY IRREVOCABLE TRUST | TRUSTEE | 12/2017 | > 75% |
| FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC | Domestic Entity | ROCHELLE FREDSTON FAMILY IRREVOCABLE TRUST | TRUSTEE | 12/2017 | > 75% |