Hedge Fund Database

WIN ADVISORS, INC

Adviser information for WIN ADVISORS, INC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,412 $246.3M
Non-Discretionary 0 $0
Total 2,412 $246.3M

Clients

Type Number RAUM
Individuals 2,375 $241.0M
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 26 $3.6M
Charitable organizations 6 $629,800
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-115311
SEC ERA File Number 801-115311
SEC CIK Numbers 1897144
SEC CRD Numbers 300351
Legal Entity Identifier None

Principal Office

11440 NORTH JOG RD
PALM BEACH GARDENS
FL
United States
Monday - Friday, 8:30 TO 5:30
Tel: 561-472-2000, Fax: 561-472-2055

Chief Compliance Officer

MARY THERESE WALSH
SECRETARY
11440 NORTH JOG ROAD
PALM BEACH GARDENS
FL
United States
Tel: 561-472-2000
(Full email address available in API data)

Industry Affiliates

ABACUS INVESTMENTS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
GWN SECURITIES INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MONEY CONCEPTS ADVISORY SERVICE Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MONEY CONCEPTS INTERNATIONAL Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WORLD INVESTMENT NETWORK, INC. Domestic Entity – SHAREHOLDER 12/2018 > 75%
WALSH, DENIS, STEPHEN Individual – DIRECTOR AND PRESIDENT 12/2018 < 5%
RITTMAN, BARRY, RICHARD Individual – TREASURER 12/2018 < 5%
WALSH, MARY, THERESE Individual – SECRETARY AND CHIEF COMPLIANCE OFFICER 12/2018 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 4/18/201913 on 8/15/201913 on 2/25/202013 on 6/22/20204 on 3/25/20214 on 3/28/20224 on 3/17/20234 on 5/11/20234 on 3/11/2024

RAUM, Historic

500M250M020192020202120222023202420250 on 4/18/20190 on 8/15/201963683096 on 2/25/202063683096 on 6/22/2020208120543 on 3/25/2021479260165 on 3/28/2022300148600 on 3/17/2023300148600 on 5/11/2023246320866 on 3/11/2024

No. Clients, Historic

4,0002,000020192020202120222023202420250 on 4/18/20190 on 8/15/2019582 on 2/25/2020582 on 6/22/20201640 on 3/25/20213453 on 3/28/20223181 on 3/17/20233181 on 5/11/20232412 on 3/11/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIR PRODS & CHEMS INC COM 498K 2K –
ALPHABET INC CAP STK CL A 587K 3K –
ALPS ETF TR OSHARES US QUALT 415K 8K –
ANALOG DEVICES INC COM 520K 2K –
APPLIED MATLS INC COM 539K 2K –
EATON CORP PLC SHS 579K 2K –
ETSY INC COM 547K 9K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 13M 181K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 2M 51K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 3M 34K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 3M 40K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 1M 63K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 12M 240K –
FRANKLIN TEMPLETON ETF TR US LRG CP MLTFCT 10M 183K –
GOLDMAN SACHS ETF TR MARKETBETA US EQ 10M 133K –
HEWLETT PACKARD ENTERPRISE C COM 531K 25K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 6M 72K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 1M 18K –
INVESCO EXCH TRADED FD TR II SHORT TERM TREAS 3M 26K –
INVESCO QQQ TR UNIT SER 1 16M 34K –
ISHARES TR CORE S&P US GWT 13M 102K –
ISHARES TR ESG MSCI LEADR 387K 4K –
ISHARES TR MORNINGSTAR GRWT 424K 5K –
ISHARES TR RUS 1000 GRW ETF 16M 43K –
ISHARES TR RUS TP200 GR ETF 7M 30K –
ISHARES TR S&P 100 ETF 4M 16K –
ISHARES TR S&P 500 GRWT ETF 4M 49K –
ISHARES TR SHORT TREAS BD 238K 2K –
ISHARES U S ETF TR BLACKROCK SH DUR 1M 23K –
JANUS DETROIT STR TR HENDERSN CAP ETF 372K 6K –
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 3M 46K –
NEWMONT CORP COM 582K 14K –
NUSHARES ETF TR NUVEEN ESG LRGCP 482K 6K –
NVIDIA CORPORATION COM 666K 5K –
SCHWAB STRATEGIC TR SHT TM US TRES 760K 16K –
SCHWAB STRATEGIC TR US LCAP GR ETF 17M 164K –
SPDR SER TR BLOOMBERG 1-3 MO 4M 43K –
SPDR SER TR PORTFOLIO S&P500 4M 63K –
SPDR SER TR PRTFLO S&P500 GW 6M 79K –
TIMOTHY PLAN HIG DV STK ETF 1M 29K –
TIMOTHY PLAN US LRGMD CP CORE 996K 25K –
TRANSDIGM GROUP INC COM 543K 425 –
VANGUARD INDEX FDS GROWTH ETF 15M 41K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 10M 108K –
VANGUARD WORLD FD INF TECH ETF 2M 3K –
VANGUARD WORLD FD MEGA CAP INDEX 12M 61K –
VANGUARD WORLD FD MEGA GRWTH IND 4M 11K –
WISDOMTREE TR FLOATNG RAT TREA 1M 24K –
WISDOMTREE TR INTRST RATE HDGE 11M 485K –