Hedge Fund Database

PMA ASSET MANAGEMENT, LLC

PRUDENT MAN ADVISORS, LLC Legal Name

Adviser information for PMA ASSET MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 73
Investment Advisory/Research 64
Registered Broker-Dealer Representatives 54
Registered State Investment Advisers 32
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 489 $25.2B
Non-Discretionary 10 $1.8B
Total 499 $27.0B

Clients

Type Number RAUM
Individuals 9 $2.9M
HNW Individuals 10 $24.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 13 $24.5B
Pension and profit sharing plans 0 $0
Charitable organizations 8 $23.1M
State or municipal gov entities 91 $1.0B
Other investment advisers <5 $51.5M
Insurance companies 13 $570.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $801.9M
Other <5 $9.6M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-115313
SEC ERA File Number 801-115313
SEC CIK Numbers 1817174
SEC CRD Numbers 301973
Legal Entity Identifier 254900UUSQ6H8SOND073

Principal Office

2135 CITYGATE LANE
7TH FLOOR
NAPERVILLE
IL
United States
Monday - Friday, 8:00 AM TO 4:30 PM CST
Tel: 630-657-6400, Fax: 630-718-8701

Websites

www.linkedin.com/showcase/prudent-man-advisors www.pmanetwork.com

Chief Compliance Officer

LORI A. RAGUS
GENERAL COUNSEL
2135 CITYGATE LANE
7TH FLOOR
NAPERVILLE
IL
United States
Tel: 630-657-6400
Fax: 630-718-8701
(Full email address available in API data)

Regulatory Contact

KEVIN KULLING
DEPUTY CHIEF COMPLIANCE OFFICER
2135 CITYGATE LANE
7TH FLOOR
NAPERVILLE
IL
United States
Tel: 630-657-6400
Fax: 630-718-8701
(Full email address available in API data)

Industry Affiliates

PMA SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAGUS, LORI, ANN Individual – CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 03/2011 < 5%
DAVIS, JAMES, O'NEILL Individual – CHIEF EXECUTIVE OFFICER 03/2012 < 5%
MARTENS, JONATHAN, RAY Individual – FINANCIAL AND OPERATIONS PRINCIPAL 10/2012 < 5%
PMA ACQUISITION, LLC Domestic Entity – MEMBER 04/2019 > 75%
PMA INTERMEDIATE HOLDINGS, LLC Domestic Entity PMA ACQUISITION, LLC SOLE MEMBER 10/2018 > 75%
PMA PARENT HOLDINGS, LLC Domestic Entity PMA INTERMEDIATE HOLDINGS, LLC SOLE MEMBER 10/2018 > 75%
TA PMA INTERMEDIATE, LLC Domestic Entity PMA PARENT HOLDINGS, LLC SOLE MEMBER 02/2024 > 75%
TA PMA PURCHASER, LLC Domestic Entity TA PMA INTERMEDIATE, LLC SOLE MEMBER 10/2023 > 75%
TA PMA HOLDINGS, LLC Domestic Entity TA PMA PURCHASER, LLC SOLE MEMBER 10/2023 > 75%
TA ASSOCIATES PMA HOLDINGS, LLC Domestic Entity TA PMA HOLDINGS, LLC MEMBER 10/2023 > 75%
TA XIV-B PMA SUBSIDIARY PARTNERSHIP, L.P. Domestic Entity TA ASSOCIATES PMA HOLDINGS, LLC MEMBER 10/2023 25-50%
TA XIV-B PMA BLOCKER CORP. Domestic Entity TA XIV-B PMA SUBSIDIARY PARTNERSHIP, L.P. LIMITED PARTNER 10/2023 > 75%
TA ASSOCIATES XIV GP, L.P. Foreign Entity TA XIV-B PMA SUBSIDIARY PARTNERSHIP, L.P. GENERAL PARTNER 10/2023
TA XIV-B, L.P. Foreign Entity TA XIV-B PMA BLOCKER CORP. SHAREHOLDER 10/2023 > 75%
TA XIV-A, L.P. Foreign Entity TA ASSOCIATES PMA HOLDINGS, LLC MEMBER 10/2023 50-75%
TA ASSOCIATES XIV GP, L.P. Foreign Entity TA XIV-B, L.P. GENERAL PARTNER 02/2021
TA ASSOCIATES XIV GP, L.P. Foreign Entity TA XIV-A, L.P. GENERAL PARTNER 02/2021
TA ASSOCIATES CAYMAN, LLC Foreign Entity TA ASSOCIATES XIV GP, L.P. GENERAL PARTNER 02/2021

No. Employees, Historic

80400201920202021202220232024202544 on 4/18/201944 on 6/28/201944 on 9/27/201944 on 11/29/201948 on 3/24/202048 on 6/29/202048 on 1/11/202165 on 3/31/202164 on 3/31/202264 on 10/26/202264 on 10/26/202269 on 3/30/202369 on 4/3/202373 on 3/12/2024

RAUM, Historic

30B15B020192020202120222023202420256477229748 on 4/18/20196477229748 on 6/28/20196477229748 on 9/27/20196477229748 on 11/29/20197628350448 on 3/24/20207628350448 on 6/29/20207628350448 on 1/11/202113652418594 on 3/31/202121534425937 on 3/31/202221534425937 on 10/26/202221534425937 on 10/26/202220201030405 on 3/30/202320201030405 on 4/3/202326993711221 on 3/12/2024

No. Clients, Historic

2001000201920202021202220232024202532 on 4/18/201932 on 6/28/201932 on 9/27/201932 on 11/29/201987 on 3/24/202087 on 6/29/202087 on 1/11/2021153 on 3/31/2021151 on 3/31/2022151 on 10/26/2022151 on 10/26/2022151 on 3/30/2023151 on 4/3/2023151 on 3/12/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
VANGUARD BD INDEX FDS TOTAL BND MRKT 24M 331K ---
VANGUARD INDEX FDS TOTAL STK MKT 45M 168K ---
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3M 55K ---
VANGUARD BD INDEX FDS SHORT TRM BOND 5M 63K ---
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 230K 3K ---
VANGUARD STAR FDS VG TL INTL STK F 2M 40K ---
ISHARES TR ESG AWR MSCI USA 12M 103K ---
ISHARES TR IBOXX HI YD ETF 21M 278K ---
VANGUARD BD INDEX FDS INTERMED TERM 2M 29K ---
VANGUARD WHITEHALL FDS HIGH DIV YLD 3M 21K ---
VANGUARD INDEX FDS REAL ESTATE ETF 3M 41K ---
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 9M 172K ---
ISHARES TR RUSSELL 2000 ETF 4M 22K ---
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 26K ---
SPDR SER TR BLOOMBERG HIGH Y 1M 13K ---
PROLOGIS INC. COM 2M 20K ---
LAM RESEARCH CORP COM 2M 2K ---
HONEYWELL INTL INC COM 2M 8K ---
BLACKROCK INC COM 2M 2K ---
NEXTERA ENERGY INC COM 2M 24K ---
DUPONT DE NEMOURS INC COM 1M 17K ---
THERMO FISHER SCIENTIFIC INC COM 912K 2K ---
MICROSOFT CORP COM 6M 14K ---
APPLIED MATLS INC COM 1M 5K ---
AMETEK INC COM 750K 4K ---
L3HARRIS TECHNOLOGIES INC COM 1M 5K ---
MORGAN STANLEY COM NEW 2M 22K ---
EOG RES INC COM 694K 6K ---
BROADCOM INC COM 3M 2K ---
T-MOBILE US INC COM 1M 8K ---
EQUINIX INC COM 1M 2K ---
VISA INC COM CL A 1M 5K ---
MASTERCARD INCORPORATED CL A 1M 3K ---
PHILIP MORRIS INTL INC COM 2M 18K ---
COSTCO WHSL CORP NEW COM 1M 1K ---
NORTHROP GRUMMAN CORP COM 472K 1K ---
LKQ CORP COM 508K 12K ---
ABBOTT LABS COM 2M 16K ---
AMAZON COM INC COM 3M 17K ---
CONSTELLATION BRANDS INC CL A 590K 2K ---
UNITEDHEALTH GROUP INC COM 1M 2K ---
ALPHABET INC CAP STK CL C 3M 14K ---
BOSTON SCIENTIFIC CORP COM 1M 14K ---
SEMPRA COM 677K 9K ---
AMERIPRISE FINL INC COM 2M 4K ---
HUMANA INC COM 432K 1K ---
ALPHABET INC CAP STK CL A 2M 10K ---
QUANTA SVCS INC COM 1M 4K ---
SALESFORCE INC COM 1M 4K ---
VERTEX PHARMACEUTICALS INC COM 941K 2K ---
APPLE INC COM 6M 28K ---
CONOCOPHILLIPS COM 828K 7K ---
WALMART INC COM 1M 16K ---
MERCK & CO INC COM 2M 20K ---
GALLAGHER ARTHUR J & CO COM 840K 3K ---
ELECTRONIC ARTS INC COM 1M 10K ---
BECTON DICKINSON & CO COM 1M 6K ---
JACOBS SOLUTIONS INC COM 1M 8K ---
SYSCO CORP COM 470K 7K ---
CHIPOTLE MEXICAN GRILL INC COM 847K 14K ---
NETFLIX INC COM 688K 1K ---
DISNEY WALT CO COM 513K 5K ---
JPMORGAN CHASE & CO COM 4M 20K ---
BOOKING HOLDINGS INC COM 990K 250 ---
TESLA INC COM 351K 2K ---
DELTA AIR LINES INC DEL COM NEW 656K 14K ---
STARBUCKS CORP COM 1M 7K ---
EMERSON ELEC CO COM 2M 15K ---
CISCO SYS INC COM 2M 33K ---
QUALCOMM INC COM 2M 10K ---
META PLATFORMS INC CL A 778K 2K ---
NVIDIA CORPORATION COM 4M 36K ---
ONEOK INC NEW COM 745K 9K ---
ALBEMARLE CORP COM 322K 3K ---
RTX CORPORATION COM 1M 11K ---
MARATHON PETE CORP COM 930K 5K ---
VALERO ENERGY CORP COM 884K 6K ---
CHEVRON CORP NEW COM 1M 8K ---
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 709K 14K ---
COCA COLA CO COM 964K 14K ---
EASTMAN CHEM CO COM 600K 6K ---
ELEVANCE HEALTH INC COM 817K 2K ---
BANK AMERICA CORP COM 1M 38K ---
COMCAST CORP NEW CL A 885K 23K ---
ABBVIE INC COM 609K 4K ---
F N B CORP COM 770K 56K ---
PROCTER AND GAMBLE CO COM 1M 9K ---
MEDTRONIC PLC SHS 584K 7K ---
HARTFORD FINL SVCS GROUP INC COM 938K 9K ---
DOVER CORP COM 853K 5K ---
WILLIAMS COS INC COM 856K 20K ---
AMERICAN ELEC PWR CO INC COM 793K 9K ---
WELLS FARGO CO NEW COM 1M 21K ---
CVS HEALTH CORP COM 530K 9K ---
THE CIGNA GROUP COM 956K 3K ---
BRISTOL-MYERS SQUIBB CO COM 457K 11K ---
LAMB WESTON HLDGS INC COM 447K 5K ---
SS&C TECHNOLOGIES HLDGS INC COM 537K 9K ---
CORNING INC COM 773K 20K ---
ENCOMPASS HEALTH CORP COM 750K 9K ---
CRANE NXT CO COM 511K 8K ---
ITT INC COM 627K 5K ---
S&P GLOBAL INC COM 716K 2K ---
LENNAR CORP CL A 703K 5K ---
BORGWARNER INC COM 379K 12K ---
CLEARWAY ENERGY INC CL C 726K 29K ---
GENERAL DYNAMICS CORP COM 771K 3K ---
DEERE & CO COM 769K 1K ---
MCDONALDS CORP COM 773K 3K ---
DIGITAL RLTY TR INC COM 1M 8K ---
NISOURCE INC COM 725K 25K ---
REXFORD INDL RLTY INC COM 742K 17K ---
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K ---
MSC INDL DIRECT INC CL A 513K 6K ---
NEWMONT CORP COM 902K 22K ---
NIKE INC CL B 938K 6K ---
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 630K 4K ---
SHELL PLC SPON ADS 244K 3K ---
ASTRAZENECA PLC SPONSORED ADR 241K 3K ---
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 159K 12K ---
LLOYDS BANKING GROUP PLC SPONSORED ADR 94K 34K ---
NOVO-NORDISK A S ADR 388K 3K ---
ASML HOLDING N V N Y REGISTRY SHS 407K 398 ---
TOYOTA MOTOR CORP ADS 239K 1K ---
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 107K 11K ---
TOPGOLF CALLAWAY BRANDS CORP COM 157K 10K ---
OUTFRONT MEDIA INC COM 195K 14K ---
ARCOSA INC COM 210K 3K ---
SPDR SER TR S&P BIOTECH 1M 11K ---
VEECO INSTRS INC DEL COM 251K 5K ---
VIAVI SOLUTIONS INC COM 94K 14K ---
AMERESCO INC CL A 241K 8K ---
ONTO INNOVATION INC COM 265K 1K ---
ENSIGN GROUP INC COM 240K 2K ---
FABRINET SHS 229K 934 ---
MERIT MED SYS INC COM 218K 3K ---
SPS COMM INC COM 202K 1K ---
REDWOOD TRUST INC COM 168K 26K ---
MAGNITE INC COM 140K 11K ---
ADEIA INC COM 174K 16K ---
API GROUP CORP COM STK 212K 6K ---
SPDR SER TR S&P REGL BKG 1M 21K ---
NERDWALLET INC COM CL A 162K 11K ---
DYCOM INDS INC COM 258K 2K ---
PAYONEER GLOBAL INC COM 195K 35K ---
PATTERSON-UTI ENERGY INC COM 150K 14K ---
ARCADIUM LITHIUM PLC COM SHS 103K 31K ---
CROWN CASTLE INC COM 250K 3K ---
ALEXANDRIA REAL ESTATE EQ IN COM 216K 2K ---
VICI PPTYS INC COM 286K 10K ---
AMERICAN HOMES 4 RENT CL A 227K 6K ---
SUN CMNTYS INC COM 218K 2K ---
GAMING & LEISURE PPTYS INC COM 220K 5K ---
AMERICAN TOWER CORP NEW COM 960K 5K ---
REALTY INCOME CORP COM 328K 6K ---
CBRE GROUP INC CL A 379K 4K ---
VENTAS INC COM 249K 5K ---
WELLTOWER INC COM 469K 5K ---
SIMON PPTY GROUP INC NEW COM 298K 2K ---
HOST HOTELS & RESORTS INC COM 194K 11K ---
WEYERHAEUSER CO MTN BE COM NEW 248K 9K ---
MID-AMER APT CMNTYS INC COM 222K 2K ---
PUBLIC STORAGE COM 569K 2K ---
AVALONBAY CMNTYS INC COM 330K 2K ---
CATERPILLAR INC COM 226K 0 ---
TEXAS INSTRS INC COM 233K 0 ---
ISHARES TR CORE US AGGBD ET 326K 3K ---
VANGUARD BD INDEX FDS LONG TERM BOND 609K 9K ---
ISHARES TR TIPS BD ETF 398K 4K ---
ISHARES TR CORE S&P500 ETF 3M 6K ---
ISHARES TR PFD AND INCM SEC 231K 7K ---
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 38K ---
INVESCO EXCH TRADED FD TR II SR LN ETF 1M 60K ---