STOLPER & CO., INC.
STOLPER & COMPANY Legal Name
Adviser information for STOLPER & CO., INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 153 | $308.8M |
| Non-Discretionary | 52 | $306.9M |
| Total | 205 | $615.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $10.5M |
| HNW Individuals | 58 | $363.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.5M |
| Charitable organizations | 5 | $233.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-11646 |
|---|---|
| SEC ERA File Number | 801-11646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 6911 |
| Legal Entity Identifier | None |
Principal Office
2305 HISTORIC DECATUR RDSUITE 100
SAN DIEGO
CA
United States
Monday - Friday, 8:30AM - 4:30 PM
Tel: 619-231-9102, Fax: None
Websites
Chief Compliance Officer
BARBARA MALONE
PRESIDENT
2305 HISTORIC DECATUR RD
SUITE 100
SAN DIEGO
CA
United States
Tel:
619-231-9102
B******@************M
(Full email address available in API data)
Regulatory Contact
RACHEL ANDERSON
CLIENT SERVICE
2305 HISTORIC DECATUR RD
SUITE 100
SAN DIEGO
CA
United States
Tel:
619-231-9102
R*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALONE, BARBARA, ANN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/1998 | > 75% |
| ROWE, TYLER, BENJAMIN | Individual | – | CHIEF INVESTMENT OFFICER | 04/2023 | < 5% |