BW ASSET MANAGEMENT LTD
Adviser information for BW ASSET MANAGEMENT LTD last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $83.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $83.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $83.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-116666 |
|---|---|
| SEC ERA File Number | 801-116666 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300503 |
| Legal Entity Identifier | None |
Principal Office
90 N CHURCH STREETLEVEL 3
GEORGE TOWN
Cayman Islands
Monday - Friday, 9:00-5:00
Tel: +1 3457438805, Fax: None
Chief Compliance Officer
GIZELLE JANCOVIC
167 NORTH GREEN STREET, FLOOR 12
CHICAGO
IL
United States
Tel:
(312) 697-4523
G***************@********M
(Full email address available in API data)
Regulatory Contact
MITCHELL MANSFIELD
DIRECTOR
PO BOX 30847, STRATHVALE HOUSE, 3RD FLOOR
90 NORTH CHURCH STREET
GEORGE TOWN
Cayman Islands
Tel:
(345) 743-8805
M*****************@********M
(Full email address available in API data)
Industry Affiliates
| INDIA AGRI BUSINESS FUND INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| KROLL SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BORRELLI WALSH ASIA LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 07/2013 | > 75% |
| BORRELLI, COSIMO, NMN | Individual | – | DIRECTOR | 07/2013 | < 5% |
| KARDACHI, JASON, ALEKSANDER | Individual | – | DIRECTOR | 07/2013 | < 5% |
| MANSFIELD, MITCHELL, WAYNE | Individual | – | DIRECTOR | 12/2019 | < 5% |
| JANCOVIC, GIZELLE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| AMERICAN APPRAISAL ASSOCIATES, LLC | Foreign Entity | BORRELLI WALSH ASIA LIMITED | SHAREHOLDER | 02/1970 | > 75% |
| AA MANAGEMENT GROUP, INC. | Foreign Entity | AMERICAN APPRAISAL ASSOCIATES, LLC | SHAREHOLDER | 07/1994 | > 75% |
| KROLL, LLC | Foreign Entity | AA MANAGEMENT GROUP, INC. | SHAREHOLDER | 06/1996 | > 75% |
| DEERFIELD DAKOTA HOLDING, LLC | Foreign Entity | KROLL, LLC | SHAREHOLDER | 12/2012 | > 75% |
| DUFF & PHELPS HOLDINGS CORPORATION | Foreign Entity | DEERFIELD DAKOTA HOLDING, LLC | SHAREHOLDER | 10/2017 | > 75% |
| KROLL MIDCO CORPORATION | Foreign Entity | DUFF & PHELPS HOLDINGS CORPORATION | SHAREHOLDER | 10/2017 | > 75% |
| DELTA BUYER, INC. | Foreign Entity | KROLL MIDCO CORPORATION | SHAREHOLDER | 01/2020 | > 75% |
| DELTA PARENT HOLDINGS, INC. | Foreign Entity | DELTA BUYER, INC. | SHAREHOLDER | 01/2020 | > 75% |